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First Trust Developed Markets ex-US AlphaDEX Fund

95 hedge funds and large institutions have $428M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 18 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 9995 (-4)

5.95% less ownership

Funds ownership: 67.76%61.82% (-5.9%)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

36% less capital invested

Capital invested by funds: $674M → $428M (-$246M)

67% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 55

Holders
95
Holders Change
-4
Holders Change %
-4.04%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
18
Reduced
55
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$79.2M -$13.8M -264,422 -15%
UBS Group
2
UBS Group
Switzerland
$49M -$12.7M -242,452 -21%
Bank of America
3
Bank of America
North Carolina
$45.7M -$2.62M -50,001 -5%
Wells Fargo
4
Wells Fargo
California
$44.6M -$5.92M -113,178 -12%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$30.2M -$8.64M -165,103 -22%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$19.6M -$11.6M -222,297 -37%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$16.4M -$132K -2,532 -0.8%
LPL Financial
8
LPL Financial
California
$15.8M -$2.2M -42,104 -12%
LFAS
9
Level Four Advisory Services
Texas
$13.1M +$287K +5,490 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$10.1M +$80.9K +1,546 +0.8%
RW
11
RVW Wealth
California
$8.75M -$1.8M -34,469 -17%
RJA
12
Raymond James & Associates
Florida
$8.39M +$655K +12,528 +8%
Citadel Advisors
13
Citadel Advisors
Florida
$8.03M +$1.68M +32,064 +26%
SB
14
Suntrust Banks
Georgia
$7.82M -$374K -7,154 -5%
BTS
15
BB&T Securities
Virginia
$5.43M -$12.1M -231,994 -69%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$4.83M
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.62M -$583K -11,136 -11%
AG
18
Advisor Group
Arizona
$3.94M -$662K -12,651 -14%
LFG
19
Larson Financial Group
Missouri
$3.59M +$3.58M +68,520 New
Stifel Financial
20
Stifel Financial
Missouri
$3.21M -$57.4K -1,097 -2%
FTUS
21
Flow Traders U.S.
New York
$3.1M +$2.88M +55,089 +1,391%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$2.9M +$371K +7,099 +15%
FHC
23
First Heartland Consultants
Missouri
$2.44M +$458K +8,755 +23%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$2.35M -$43.8K -837 -2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.25M -$698K -13,343 -24%

FDT Hedge Fund Activity: Q3 2019 in Review

95 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2019, worth a combined $428M — down 36% from $674M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FDT and 13 opened new positions — a net loss of 4 holders — while 55 trimmed existing stakes and 18 added.

The largest buyer was Larson Financial Group, opening a new position worth an estimated $3.58M. The largest seller was First Trust Advisors, cutting an estimated $100M.

  • 95 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2019, down from 99 in Q2 2019.
  • Funds reported $428M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2019, down 36% quarter-over-quarter.
  • 13 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2019 and 17 closed out, a net change of -4 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2019 was Larson Financial Group, an estimated $3.58M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2019 was First Trust Advisors, an estimated $100M sold.

Based on aggregated 13F filings for Q3 2019.