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First Trust Developed Markets ex-US AlphaDEX Fund

33 hedge funds and large institutions have $66.4M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 7

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

6% more funds holding

Funds holding: 3133 (+2)

0% less capital invested

Capital invested by funds: $66.7M → $66.4M (-$321K)

1.29% less ownership

Funds ownership: 54.63%53.34% (-1.3%)

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.4M -$1.33M -25,533 -7%
Wells Fargo
2
Wells Fargo
California
$15.7M +$2.19M +42,197 +15%
U
3
UBS
Switzerland
$7.38M -$2.68M -51,584 -26%
LPL Financial
4
LPL Financial
California
$4.48M +$3.35M +64,408 +237%
HFS
5
HL Financial Services
Kentucky
$3.25M +$16.2K +311 +0.5%
B
6
Baird
Wisconsin
$2.92M +$848K +16,322 +39%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.64M +$1.01M +19,443 +58%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.51M +$127K +2,445 +9%
FAAS
9
First Allied Advisory Services
California
$1.29M +$1.13M +21,753 +513%
IH
10
IFC Holdings
Florida
$1.27M +$113K +2,179 +9%
Goldman Sachs
11
Goldman Sachs
New York
$1.01M -$218K -4,204 -17%
VFS
12
VSR Financial Services
Kansas
$948K +$39.4K +758 +4%
Ameriprise
13
Ameriprise
Minnesota
$732K +$20.9K +402 +3%
JP Morgan Chase
14
JP Morgan Chase
New York
$717K +$747K +14,387 New
DADC
15
D.A. Davidson & Co
Montana
$669K +$26.2K +505 +4%
Bank of America
16
Bank of America
North Carolina
$637K +$213K +4,101 +47%
SG Americas Securities
17
SG Americas Securities
New York
$583K +$608K +11,701 New
M&T Bank
18
M&T Bank
New York
$550K +$574K +11,042 New
RIA
19
Regal Investment Advisors
Michigan
$454K
Jane Street
20
Jane Street
New York
$438K +$457K +8,795 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$431K +$84.9K +1,634 +23%
WEC
22
Winslow Evans & Crocker
Massachusetts
$367K -$987 -19 -0.3%
Stifel Financial
23
Stifel Financial
Missouri
$353K -$3.53K -68 -1%
NA
24
Navellier & Associates
Nevada
$244K -$30.9K -595 -11%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$175K +$42.9K +826 +31%

FDT Hedge Fund Activity: Q3 2014 in Review

33 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2014, worth a combined $66.4M — down 0.48% from $66.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FDT positions and 3 closed out — a net gain of 2 holders — while 18 added to existing stakes and 7 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.35M. The largest seller was UBS, cutting an estimated $2.68M.

  • 33 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2014, up from 31 in Q2 2014.
  • Funds reported $66.4M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2014, down 0.48% quarter-over-quarter.
  • 5 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2014 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2014 was LPL Financial, an estimated $3.35M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2014 was UBS, an estimated $2.68M sold.

Based on aggregated 13F filings for Q3 2014.