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First Trust Developed Markets ex-US AlphaDEX Fund

85 hedge funds and large institutions have $267M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 18 increasing their positions, 37 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

15% more capital invested

Capital invested by funds: $232M → $267M (+$34.8M)

12% more funds holding

Funds holding: 7685 (+9)

4.47% more ownership

Funds ownership: 64.38%68.85% (+4.5%)

51% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 37

Holders
85
Holders Change
+9
Holders Change %
+11.84%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
18
Reduced
37
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.1M +$2.74M +54,650 +6%
Wells Fargo
2
Wells Fargo
California
$35.5M -$4.63M -92,233 -12%
Bank of America
3
Bank of America
North Carolina
$26.7M -$2.17M -43,172 -8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$21.7M +$4.13M +82,359 +24%
UBS Group
5
UBS Group
Switzerland
$14.2M -$1.27M -25,314 -8%
LPL Financial
6
LPL Financial
California
$11M -$1.13M -22,500 -9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$8.93M +$1.35M +26,968 +18%
Citadel Advisors
8
Citadel Advisors
Florida
$8.36M +$8.34M +166,279 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$7.99M -$379K -7,551 -5%
Truist Financial
10
Truist Financial
North Carolina
$7.83M +$1.32M +26,294 +20%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.74M -$5.12M -102,011 -40%
Jane Street
12
Jane Street
New York
$6.75M +$6.73M +134,135 New
RJA
13
Raymond James & Associates
Florida
$5.95M -$1.5M -29,865 -20%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$5.25M +$5.24M +104,431 New
FLI
15
Family Legacy Inc
South Carolina
$4.95M +$12.1M +241,411 +3,581%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$4.83M
AFP
17
Ausdal Financial Partners
Iowa
$3.41M +$3.4M +67,869 New
Stifel Financial
18
Stifel Financial
Missouri
$3.18M +$229K +4,562 +8%
Osaic Holdings
19
Osaic Holdings
Arizona
$3.06M +$582K +11,613 +24%
AAS
20
Avantax Advisory Services
Texas
$2.39M +$2.39M +47,650 New
OMC
21
Old Mission Capital
Illinois
$2.09M +$411K +8,187 +25%
KPWS
22
Kestra Private Wealth Services
Texas
$2.03M +$2.06M +41,068 New
FWM
23
Frontier Wealth Management
Missouri
$1.53M
IA
24
IFP Advisors
Florida
$1.28M +$1.27M +25,272 +11,540%
Citigroup
25
Citigroup
New York
$1.28M +$68.7K +1,370 +6%

FDT Hedge Fund Activity: Q3 2020 in Review

85 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2020, worth a combined $267M — up 15% from $232M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDT positions and 9 closed out — a net gain of 10 holders — while 18 added to existing stakes and 37 trimmed.

The largest buyer was Family Legacy Inc, adding an estimated $12.1M. The largest seller was Envestnet Asset Management, cutting an estimated $5.12M.

  • 85 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2020, up from 76 in Q2 2020.
  • Funds reported $267M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2020, up 15% quarter-over-quarter.
  • 19 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2020 and 9 closed out, a net change of +10 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2020 was Family Legacy Inc, an estimated $12.1M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2020 was Envestnet Asset Management, an estimated $5.12M sold.

Based on aggregated 13F filings for Q3 2020.