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First Trust Developed Markets ex-US AlphaDEX Fund

76 hedge funds and large institutions have $232M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 34 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.24% more ownership

Funds ownership: 62.14%64.38% (+2.2%)

7% less funds holding

Funds holding: 8276 (-6)

10% less capital invested

Capital invested by funds: $258M → $232M (-$25.8M)

30% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 20

47% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 34

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
76
Holders Change
-6
Holders Change %
-7.32%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
18
Reduced
34
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.3M -$2.54M -57,108 -6%
Wells Fargo
2
Wells Fargo
California
$37.4M +$3.02M +67,991 +9%
Bank of America
3
Bank of America
North Carolina
$26.9M -$6.74M -151,652 -21%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$16.4M -$3.59M -80,909 -19%
UBS Group
5
UBS Group
Switzerland
$14.4M -$3.19M -71,723 -19%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$12M +$7.44M +167,550 +190%
LPL Financial
7
LPL Financial
California
$11.3M -$534K -12,021 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$7.81M -$665K -14,967 -8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$7.07M -$10.9M -244,732 -62%
RJA
10
Raymond James & Associates
Florida
$6.96M -$794K -17,878 -11%
Truist Financial
11
Truist Financial
North Carolina
$6.08M -$605K -13,629 -10%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$4.83M
FTUS
13
Flow Traders U.S.
New York
$3.94M -$3.9M -87,841 -51%
LFG
14
Larson Financial Group
Missouri
$3.87M +$170K +3,830 +5%
Stifel Financial
15
Stifel Financial
Missouri
$2.75M -$330K -7,433 -11%
FAIM
16
Financial Advocates Investment Management
Washington
$2.43M +$9.73K +219 +0.4%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.32M -$536K -12,065 -20%
OMC
18
Old Mission Capital
Illinois
$1.57M +$74K +1,667 +5%
FWM
19
Frontier Wealth Management
Missouri
$1.42M -$198K -4,455 -13%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1.14M +$29.6K +667 +3%
Citigroup
21
Citigroup
New York
$1.13M +$9.82K +221 +0.9%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.12M -$74.4K -1,674 -7%
SS
23
Simplicity Solutions
Minnesota
$960K +$909K +20,458 New
SPC
24
Sigma Planning Corp
Michigan
$922K +$873K +19,654 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$884K -$164K -3,702 -16%

FDT Hedge Fund Activity: Q2 2020 in Review

76 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q2 2020, worth a combined $232M — down 10% from $258M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FDT and 14 opened new positions — a net loss of 6 holders — while 34 trimmed existing stakes and 18 added.

The largest buyer was Envestnet Asset Management, adding an estimated $7.44M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $10.9M.

  • 76 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q2 2020, down from 82 in Q1 2020.
  • Funds reported $232M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q2 2020, down 10% quarter-over-quarter.
  • 14 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q2 2020 and 20 closed out, a net change of -6 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q2 2020 was Envestnet Asset Management, an estimated $7.44M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q2 2020 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q2 2020.