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First Trust Developed Markets ex-US AlphaDEX Fund

50 hedge funds and large institutions have $126M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

64% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 14

36% more capital invested

Capital invested by funds: $92.8M → $126M (+$33.4M)

13.59% more ownership

Funds ownership: 58.62%72.22% (+14%)

4% more funds holding

Funds holding: 4850 (+2)

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
23
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$29.1M +$12.1M +239,891 +75%
Morgan Stanley
2
Morgan Stanley
New York
$22.3M -$1.75M -34,778 -8%
UBS Group
3
UBS Group
Switzerland
$12M +$4.12M +81,744 +55%
HFS
4
HL Financial Services
Kentucky
$6.96M +$1.3M +25,824 +24%
HA
5
Hays Advisory
Tennessee
$6.75M -$1.41M -27,908 -18%
HSA
6
HBK Sorce Advisory
Pennsylvania
$5.66M +$1.29M +25,615 +31%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$5.35M -$153K -3,037 -3%
SB
8
Suntrust Banks
Georgia
$5.09M +$4.92M +97,647 New
Jane Street
9
Jane Street
New York
$3.26M +$2M +39,643 +174%
Bank of America
10
Bank of America
North Carolina
$2.97M +$309K +6,134 +12%
RIA
11
Regal Investment Advisors
Michigan
$2.56M +$251K +4,981 +11%
LPL Financial
12
LPL Financial
California
$2.3M +$1.06K +21 +0%
Citadel Advisors
13
Citadel Advisors
Florida
$2.25M +$2.18M +43,171 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.2M +$510K +10,117 +32%
FHA
15
First Horizon Advisors
Tennessee
$1.79M -$3.31M -65,569 -66%
PFA
16
Pinnacle Family Advisors
Missouri
$1.7M +$878K +17,405 +115%
CWM
17
Cornerstone Wealth Management
Missouri
$985K -$30.7K -609 -3%
SI
18
SII Investments
Wisconsin
$969K +$937K +18,592 New
FWM
19
Frontier Wealth Management
Missouri
$849K +$21.5K +427 +3%
RPG
20
Risk Paradigm Group
Texas
$839K -$106K -2,096 -12%
HighTower Advisors
21
HighTower Advisors
Illinois
$782K +$44.6K +884 +6%
RJA
22
Raymond James & Associates
Florida
$763K +$258K +5,112 +54%
Ameriprise
23
Ameriprise
Minnesota
$744K -$262K -5,196 -27%
DADC
24
D.A. Davidson & Co
Montana
$703K -$466K -9,250 -41%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$702K +$168K +3,326 +33%

FDT Hedge Fund Activity: Q1 2017 in Review

50 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q1 2017, worth a combined $126M — up 36% from $92.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FDT positions and 4 closed out — a net gain of 3 holders — while 23 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $12.1M. The largest seller was First Horizon Advisors, cutting an estimated $3.31M.

  • 50 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q1 2017, up from 48 in Q4 2016.
  • Funds reported $126M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q1 2017, up 36% quarter-over-quarter.
  • 7 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q1 2017 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q1 2017 was Wells Fargo, an estimated $12.1M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q1 2017 was First Horizon Advisors, an estimated $3.31M sold.

Based on aggregated 13F filings for Q1 2017.