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First Trust Developed Markets ex-US AlphaDEX Fund

41 hedge funds and large institutions have $77.7M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

0% more funds holding

Funds holding: 4141 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

6.08% less ownership

Funds ownership: 58.23%52.15% (-6.1%)

13% less capital invested

Capital invested by funds: $89.2M → $77.7M (-$11.6M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
16
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.1M +$4.43M +95,906 +23%
Wells Fargo
2
Wells Fargo
California
$10.9M -$9.44M -204,633 -46%
UBS Group
3
UBS Group
Switzerland
$5.9M -$405K -8,784 -6%
HFS
4
HL Financial Services
Kentucky
$4.84M +$55K +1,192 +1%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$4.61M -$2.38M -51,520 -34%
OMC
6
Old Mission Capital
Illinois
$3.28M +$3.35M +72,629 New
SG Americas Securities
7
SG Americas Securities
New York
$2.65M
SG
8
Societe Generale
$2.65M +$2.72M +58,849 New
Jane Street
9
Jane Street
New York
$2.54M +$1M +21,669 +63%
Bank of America
10
Bank of America
North Carolina
$1.72M +$122K +2,635 +7%
Ameriprise
11
Ameriprise
Minnesota
$1.49M -$448K -9,701 -23%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.49M -$161K -3,493 -10%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.38M +$1.42M +30,736 New
LPL Financial
14
LPL Financial
California
$1.21M -$1.34M -28,967 -51%
DADC
15
D.A. Davidson & Co
Montana
$1.11M +$31.1K +674 +3%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.02M +$581K +12,590 +126%
RJA
17
Raymond James & Associates
Florida
$1.02M +$357K +7,731 +52%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$809K +$64.1K +1,388 +8%
FWM
19
Frontier Wealth Management
Missouri
$728K -$19.8K -430 -3%
MFS
20
MSI Financial Services
Massachusetts
$604K -$24.6K -533 -4%
RIA
21
Regal Investment Advisors
Michigan
$587K +$601K +13,016 New
AG
22
Advisor Group
Arizona
$546K +$560K +12,142 New
Stifel Financial
23
Stifel Financial
Missouri
$458K +$4.71K +102 +1%
WEC
24
Winslow Evans & Crocker
Massachusetts
$426K +$127K +2,756 +41%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$422K -$22.6K -490 -5%

FDT Hedge Fund Activity: Q2 2016 in Review

41 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q2 2016, worth a combined $77.7M — down 13% from $89.2M a quarter earlier.

Fund positioning in FDT was balanced in Q2 2016: 6 funds opened new positions, 6 closed out, 16 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.43M. The largest seller was Wells Fargo, cutting an estimated $9.44M.

  • 41 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $77.7M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q2 2016, down 13% quarter-over-quarter.
  • 6 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q2 2016 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q2 2016 was Morgan Stanley, an estimated $4.43M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q2 2016 was Wells Fargo, an estimated $9.44M sold.

Based on aggregated 13F filings for Q2 2016.