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First Trust Developed Markets ex-US AlphaDEX Fund

27 hedge funds and large institutions have $53.8M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2727 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

8.67% less ownership

Funds ownership: 60.06%51.38% (-8.7%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

40% less capital invested

Capital invested by funds: $89.6M → $53.8M (-$35.9M)

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.5M -$6.8M -133,013 -30%
Wells Fargo
2
Wells Fargo
California
$11.6M +$9.2K +180 +0.1%
U
3
UBS
Switzerland
$7.31M -$9.92M -194,104 -58%
HFS
4
HL Financial Services
Kentucky
$3.42M -$148K -2,905 -4%
Goldman Sachs
5
Goldman Sachs
New York
$2.19M +$1.76M +34,429 +463%
Jane Street
6
Jane Street
New York
$2.08M -$292K -5,719 -13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.71M -$433K -8,477 -21%
LPL Financial
8
LPL Financial
California
$1.12M +$46.5K +911 +4%
IH
9
IFC Holdings
Florida
$1.06M +$229K +4,488 +28%
B
10
Baird
Wisconsin
$836K -$370K -7,236 -31%
Ameriprise
11
Ameriprise
Minnesota
$720K +$436K +8,530 +163%
DADC
12
D.A. Davidson & Co
Montana
$660K +$238K +4,655 +58%
VFS
13
VSR Financial Services
Kansas
$638K -$733K -14,343 -54%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$624K -$1.51M -29,646 -71%
NA
15
Navellier & Associates
Nevada
$586K +$573K +11,211 New
RIA
16
Regal Investment Advisors
Michigan
$429K +$419K +8,206 New
CS
17
Comerica Securities
Michigan
$415K +$3.98K +78 +1%
AIM
18
Astor Investment Management
Illinois
$378K +$369K +7,229 New
Bank of America
19
Bank of America
North Carolina
$347K -$284K -5,551 -46%
WEC
20
Winslow Evans & Crocker
Massachusetts
$292K +$40.9K +800 +17%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$270K -$107K -2,090 -29%
JG
22
Jefferies Group
New York
$265K +$259K +5,066 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$126K -$541K -10,587 -82%
BRWM
24
B. Riley Wealth Management
Tennessee
$104K +$101K +1,980 New
AIG
25
American International Group
New York
$56.3K +$26.2K +512 +91%

FDT Hedge Fund Activity: Q1 2014 in Review

27 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q1 2014, worth a combined $53.8M — down 40% from $89.6M a quarter earlier.

Fund positioning in FDT was balanced in Q1 2014: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 11 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $1.76M. The largest seller was Hays Advisory, exiting entirely with an estimated $17.7M sold.

  • 27 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $53.8M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q1 2014, down 40% quarter-over-quarter.
  • 6 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q1 2014 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q1 2014 was Goldman Sachs, an estimated $1.76M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q1 2014 was Hays Advisory, an estimated $17.7M sold.

Based on aggregated 13F filings for Q1 2014.