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First Trust Developed Markets ex-US AlphaDEX Fund

37 hedge funds and large institutions have $80M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

3.32% less ownership

Funds ownership: 58.99%55.67% (-3.3%)

5% less funds holding

Funds holding: 3937 (-2)

17% less capital invested

Capital invested by funds: $96.1M → $80M (-$16.2M)

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M -$582K -12,095 -3%
Wells Fargo
2
Wells Fargo
California
$15M -$1.13M -23,584 -7%
UBS Group
3
UBS Group
Switzerland
$8.78M -$678K -14,098 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.15M +$7.67M +159,497 New
SG Americas Securities
5
SG Americas Securities
New York
$5.39M +$5.78M +120,276 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$3.76M +$128K +2,671 +3%
HFS
7
HL Financial Services
Kentucky
$3.61M -$597K -12,408 -13%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.5M -$8.34M -173,370 -76%
LPL Financial
9
LPL Financial
California
$1.93M +$22.4K +466 +1%
FAAS
10
First Allied Advisory Services
California
$1.77M -$288K -5,999 -13%
Bank of America
11
Bank of America
North Carolina
$1.73M -$939K -19,523 -34%
Ameriprise
12
Ameriprise
Minnesota
$1.67M +$249K +5,171 +16%
Stifel Financial
13
Stifel Financial
Missouri
$1.67M -$172K -3,580 -9%
VFS
14
VSR Financial Services
Kansas
$1.25M +$95.8K +1,993 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.22M -$41.9K -872 -3%
DADC
16
D.A. Davidson & Co
Montana
$946K +$62K +1,290 +7%
RJA
17
Raymond James & Associates
Florida
$804K -$328K -6,819 -28%
IH
18
IFC Holdings
Florida
$730K -$509K -10,585 -40%
FWM
19
Frontier Wealth Management
Missouri
$621K +$373K +7,756 +127%
AIG
20
American International Group
New York
$445K +$117K +2,438 +33%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$407K +$15.1K +315 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$375K +$97.9K +2,036 +32%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$363K -$207K -4,305 -35%
WEC
24
Winslow Evans & Crocker
Massachusetts
$318K
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$289K +$310K +6,455 New

FDT Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2015, worth a combined $80M — down 17% from $96.1M a quarter earlier.

Fund positioning in FDT was balanced in Q3 2015: 6 funds opened new positions, 6 closed out, 15 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $7.67M. The largest seller was Susquehanna International Group, cutting an estimated $8.34M.

  • 37 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2015, down from 39 in Q2 2015.
  • Funds reported $80M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2015, down 17% quarter-over-quarter.
  • 6 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2015 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $7.67M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2015 was Susquehanna International Group, an estimated $8.34M sold.

Based on aggregated 13F filings for Q3 2015.