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First Trust Developed Markets ex-US AlphaDEX Fund

22 hedge funds and large institutions have $84.8M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

28% more capital invested

Capital invested by funds: $66.5M → $84.8M (+$18.3M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.4% less ownership

Funds ownership: 71.4%71% (-0.4%)

4% less funds holding

Funds holding: 2322 (-1)

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
11
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$26M +$384K +8,060 +2%
Morgan Stanley
2
Morgan Stanley
New York
$20M +$8.86M +185,970 +86%
U
3
UBS
Switzerland
$16.1M +$6.05M +126,940 +65%
Wells Fargo
4
Wells Fargo
California
$10.8M -$524K -11,006 -5%
HFS
5
HL Financial Services
Kentucky
$3.34M +$47.7K +1,001 +2%
FHA
6
First Horizon Advisors
Tennessee
$968K +$928K +19,473 New
B
7
Baird
Wisconsin
$878K +$841K +17,651 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$795K -$2.51M -52,662 -77%
LPL Financial
9
LPL Financial
California
$738K +$100K +2,102 +17%
SI
10
Stephens Inc
Arkansas
$657K -$85K -1,785 -12%
IH
11
IFC Holdings
Florida
$638K +$270K +5,665 +80%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$617K -$38K -797 -6%
BFA
13
Beaumont Financial Advisors
Massachusetts
$582K +$557K +11,698 New
Jane Street
14
Jane Street
New York
$510K -$1.27M -26,608 -72%
VFS
15
VSR Financial Services
Kansas
$392K +$375K +7,877 New
Goldman Sachs
16
Goldman Sachs
New York
$370K -$110K -2,310 -24%
DADC
17
D.A. Davidson & Co
Montana
$366K +$326K +6,850 +1,292%
SNC
18
Stifel Nicolaus & Co
Missouri
$360K +$2.1K +44 +0.6%
Bank of America
19
Bank of America
North Carolina
$294K +$108K +2,276 +63%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$247K +$183K +3,831 +338%
Ameriprise
21
Ameriprise
Minnesota
$230K +$36.3K +761 +20%
AIG
22
American International Group
New York
$28K
RJFSA
23
Raymond James Financial Services Advisors
Florida
-$3.21M -72,326 Closed
RJA
24
Raymond James & Associates
Florida
-$734K -16,564 Closed
FHC
25
First Heartland Consultants
Missouri
-$213K -4,807 Closed

FDT Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2013, worth a combined $84.8M — up 28% from $66.5M a quarter earlier.

Fund positioning in FDT was balanced in Q3 2013: 4 funds opened new positions, 4 closed out, 11 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.86M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $3.21M sold.

  • 22 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2013, down from 23 in Q2 2013.
  • Funds reported $84.8M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2013, up 28% quarter-over-quarter.
  • 4 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2013 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $8.86M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $3.21M sold.

Based on aggregated 13F filings for Q3 2013.