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First Trust Developed Markets ex-US AlphaDEX Fund

48 hedge funds and large institutions have $92.8M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

6% less funds holding

Funds holding: 5148 (-3)

29.13% less ownership

Funds ownership: 87.76%58.62% (-29%)

35% less capital invested

Capital invested by funds: $143M → $92.8M (-$49.8M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
21
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.8M -$252K -5,293 -1%
Wells Fargo
2
Wells Fargo
California
$15M +$342K +7,195 +2%
HA
3
Hays Advisory
Tennessee
$7.42M -$31.6M -664,928 -81%
UBS Group
4
UBS Group
Switzerland
$7.02M +$1.53M +32,267 +28%
HFS
5
HL Financial Services
Kentucky
$5.08M -$1.12M -23,504 -18%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$4.99M +$188K +3,956 +4%
FHA
7
First Horizon Advisors
Tennessee
$4.79M
HSA
8
HBK Sorce Advisory
Pennsylvania
$3.91M +$1.94M +40,926 +98%
Bank of America
9
Bank of America
North Carolina
$2.4M +$546K +11,484 +29%
LPL Financial
10
LPL Financial
California
$2.1M +$65.2K +1,372 +3%
RIA
11
Regal Investment Advisors
Michigan
$2.08M +$1.42M +29,946 +211%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.51M +$97.2K +2,046 +7%
Jane Street
13
Jane Street
New York
$1.07M +$416K +8,753 +62%
DADC
14
D.A. Davidson & Co
Montana
$1.07M -$35.8K -754 -3%
CWM
15
Cornerstone Wealth Management
Missouri
$938K +$199K +4,198 +27%
Ameriprise
16
Ameriprise
Minnesota
$925K +$53.2K +1,120 +6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$879K -$341K -7,186 -28%
RPG
18
Risk Paradigm Group
Texas
$858K +$178K +3,753 +26%
Stifel Financial
19
Stifel Financial
Missouri
$768K -$1.52M -31,975 -66%
FWM
20
Frontier Wealth Management
Missouri
$748K +$24.6K +517 +3%
PFA
21
Pinnacle Family Advisors
Missouri
$713K +$717K +15,095 New
HighTower Advisors
22
HighTower Advisors
Illinois
$665K +$58K +1,221 +9%
MFS
23
MSI Financial Services
Massachusetts
$593K -$54.7K -1,151 -8%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$496K -$226K -4,764 -31%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$478K +$63.2K +1,331 +15%

FDT Hedge Fund Activity: Q4 2016 in Review

48 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q4 2016, worth a combined $92.8M — down 35% from $143M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FDT and 2 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 21 added.

The largest buyer was HBK Sorce Advisory, adding an estimated $1.94M. The largest seller was Hays Advisory, cutting an estimated $31.6M.

  • 48 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q4 2016, down from 51 in Q3 2016.
  • Funds reported $92.8M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q4 2016, down 35% quarter-over-quarter.
  • 2 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q4 2016 and 5 closed out, a net change of -3 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q4 2016 was HBK Sorce Advisory, an estimated $1.94M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q4 2016 was Hays Advisory, an estimated $31.6M sold.

Based on aggregated 13F filings for Q4 2016.