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First Trust Developed Markets ex-US AlphaDEX Fund

28 hedge funds and large institutions have $59.4M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 6

1.14% more ownership

Funds ownership: 53.34%54.48% (+1.1%)

11% less capital invested

Capital invested by funds: $66.4M → $59.4M (-$7.04M)

15% less funds holding

Funds holding: 3328 (-5)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
28
Holders Change
-5
Holders Change %
-15.15%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
16
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.6M -$1.96M -40,792 -12%
Wells Fargo
2
Wells Fargo
California
$11.6M -$3.34M -69,614 -22%
UBS Group
3
UBS Group
Switzerland
$6.79M +$6.88M +143,452 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.01M +$2.61M +54,436 +180%
B
5
Baird
Wisconsin
$3.38M +$613K +12,793 +22%
HFS
6
HL Financial Services
Kentucky
$3.08M -$3.93K -82 -0.1%
LPL Financial
7
LPL Financial
California
$1.91M -$2.46M -51,361 -56%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.75M -$763K -15,926 -30%
JP Morgan Chase
9
JP Morgan Chase
New York
$1.66M +$993K +20,717 +144%
FAAS
10
First Allied Advisory Services
California
$1.58M +$354K +7,376 +28%
Bank of America
11
Bank of America
North Carolina
$1.51M +$918K +19,159 +150%
IH
12
IFC Holdings
Florida
$1.26M +$39.1K +816 +3%
VFS
13
VSR Financial Services
Kansas
$1.24M +$348K +7,253 +38%
DADC
14
D.A. Davidson & Co
Montana
$743K +$108K +2,261 +17%
Ameriprise
15
Ameriprise
Minnesota
$697K +$1.87K +39 +0.3%
Stifel Financial
16
Stifel Financial
Missouri
$603K +$271K +5,658 +80%
SG Americas Securities
17
SG Americas Securities
New York
$559K +$4.79K +100 +0.9%
M&T Bank
18
M&T Bank
New York
$523K
OMC
19
Old Mission Capital
Illinois
$387K +$392K +8,174 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$373K -$37.4K -780 -9%
WEC
21
Winslow Evans & Crocker
Massachusetts
$348K
NA
22
Navellier & Associates
Nevada
$239K +$8.1K +169 +3%
CPIG
23
Chicago Partners Investment Group
Illinois
$198K +$200K +4,179 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$176K +$9.83K +205 +6%
AIG
25
American International Group
New York
$83.7K +$32.7K +682 +63%

FDT Hedge Fund Activity: Q4 2014 in Review

28 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q4 2014, worth a combined $59.4M — down 11% from $66.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FDT and 4 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 16 added.

The largest buyer was Susquehanna International Group, adding an estimated $2.61M. The largest seller was Wells Fargo, cutting an estimated $3.34M.

  • 28 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q4 2014, down from 33 in Q3 2014.
  • Funds reported $59.4M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q4 2014, down 11% quarter-over-quarter.
  • 4 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q4 2014 and 7 closed out, a net change of -3 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q4 2014 was Susquehanna International Group, an estimated $2.61M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q4 2014 was Wells Fargo, an estimated $3.34M sold.

Based on aggregated 13F filings for Q4 2014.