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First Trust Developed Markets ex-US AlphaDEX Fund

27 hedge funds and large institutions have $89.6M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

23% more funds holding

Funds holding: 2227 (+5)

6% more capital invested

Capital invested by funds: $84.8M → $89.6M (+$4.81M)

10.95% less ownership

Funds ownership: 71%60.06% (-11%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
16
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.1M +$2.37M +47,078 +12%
HA
2
Hays Advisory
Tennessee
$17.7M -$9.02M -179,243 -34%
U
3
UBS
Switzerland
$17.2M +$554K +11,006 +3%
Wells Fargo
4
Wells Fargo
California
$11.4M +$288K +5,723 +3%
HFS
5
HL Financial Services
Kentucky
$3.51M +$56.7K +1,127 +2%
Jane Street
6
Jane Street
New York
$2.34M +$1.78M +35,316 +345%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.14M +$1.29M +25,606 +160%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.12M +$1.45M +28,845 +232%
VFS
9
VSR Financial Services
Kansas
$1.37M +$939K +18,678 +237%
BFA
10
Beaumont Financial Advisors
Massachusetts
$1.35M +$733K +14,566 +125%
B
11
Baird
Wisconsin
$1.2M +$281K +5,585 +32%
LPL Financial
12
LPL Financial
California
$1.06M +$297K +5,910 +40%
IH
13
IFC Holdings
Florida
$817K +$166K +3,296 +26%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$668K +$404K +8,024 +162%
Bank of America
15
Bank of America
North Carolina
$627K +$316K +6,279 +106%
SI
16
Stephens Inc
Arkansas
$519K -$157K -3,130 -24%
DADC
17
D.A. Davidson & Co
Montana
$410K +$30.2K +600 +8%
CS
18
Comerica Securities
Michigan
$404K +$395K +7,852 New
Goldman Sachs
19
Goldman Sachs
New York
$382K
PAG
20
Private Advisor Group
New Jersey
$382K +$373K +7,421 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$374K +$365K +7,262 New
Ameriprise
22
Ameriprise
Minnesota
$270K +$30.8K +613 +13%
WEC
23
Winslow Evans & Crocker
Massachusetts
$246K +$241K +4,790 New
AIG
24
American International Group
New York
$29K
TRCT
25
Tower Research Capital (TRC)
New York
$26K +$25.4K +505 New

FDT Hedge Fund Activity: Q4 2013 in Review

27 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q4 2013, worth a combined $89.6M — up 5.7% from $84.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FDT positions and 0 closed out — a net gain of 6 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.37M. The largest seller was Hays Advisory, cutting an estimated $9.02M.

  • 27 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $89.6M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q4 2013, up 5.7% quarter-over-quarter.
  • 6 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q4 2013 and 0 closed out, a net change of +6 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q4 2013 was Morgan Stanley, an estimated $2.37M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q4 2013 was Hays Advisory, an estimated $9.02M sold.

Based on aggregated 13F filings for Q4 2013.