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First Trust Developed Markets ex-US AlphaDEX Fund

37 hedge funds and large institutions have $100M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

25% more capital invested

Capital invested by funds: $80M → $100M (+$20M)

9.29% more ownership

Funds ownership: 55.67%64.96% (+9.3%)

0% more funds holding

Funds holding: 3737 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
21
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32M +$15.2M +319,658 +87%
Wells Fargo
2
Wells Fargo
California
$13M -$2.64M -55,584 -17%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8M +$571K +12,021 +8%
UBS Group
4
UBS Group
Switzerland
$7.2M -$1.97M -41,470 -21%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$7.05M +$3.19M +67,186 +80%
HFS
6
HL Financial Services
Kentucky
$5.24M +$1.52M +31,885 +40%
LPL Financial
7
LPL Financial
California
$4.53M +$2.74M +57,596 +140%
FAAS
8
First Allied Advisory Services
California
$3.46M +$1.65M +34,771 +88%
SG Americas Securities
9
SG Americas Securities
New York
$2.75M -$2.92M -61,427 -51%
Ameriprise
10
Ameriprise
Minnesota
$2.36M +$640K +13,459 +36%
Bank of America
11
Bank of America
North Carolina
$2.15M +$352K +7,417 +19%
Stifel Financial
12
Stifel Financial
Missouri
$1.97M +$236K +4,977 +13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.77M +$509K +10,707 +39%
DADC
14
D.A. Davidson & Co
Montana
$997K +$13.6K +287 +1%
RJA
15
Raymond James & Associates
Florida
$986K +$152K +3,201 +18%
IH
16
IFC Holdings
Florida
$784K +$32.1K +676 +4%
Jane Street
17
Jane Street
New York
$691K +$704K +14,809 New
FWM
18
Frontier Wealth Management
Missouri
$659K +$13K +274 +2%
AIG
19
American International Group
New York
$583K +$123K +2,578 +26%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$485K +$63.5K +1,336 +15%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$482K +$184K +3,881 +60%
VFS
22
VSR Financial Services
Kansas
$395K -$922K -19,401 -70%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$384K -$6.56K -138 -2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$350K -$28.4K -597 -7%
WEC
25
Winslow Evans & Crocker
Massachusetts
$321K -$9.5K -200 -3%

FDT Hedge Fund Activity: Q4 2015 in Review

37 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q4 2015, worth a combined $100M — up 25% from $80M a quarter earlier.

Fund positioning in FDT was balanced in Q4 2015: 4 funds opened new positions, 4 closed out, 21 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.2M. The largest seller was SG Americas Securities, cutting an estimated $2.92M.

  • 37 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $100M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q4 2015, up 25% quarter-over-quarter.
  • 4 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q4 2015 was Morgan Stanley, an estimated $15.2M added.
  • The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q4 2015 was SG Americas Securities, an estimated $2.92M sold.

Based on aggregated 13F filings for Q4 2015.