Total Investment Management’s First Trust Developed Markets ex-US AlphaDEX Fund FDT Stock Holding History

Total Investment Management’s Portfolio FDT Stock Details FDT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-974,197	Closed	-$49.5M	–	53
2019 Q2	$49.5M	Buy	974,197 +116,630	+14%	+$6.25M	11.28%	6
2019 Q1	$44.5M	Buy	857,567 +70,183	+9%	+$3.74M	10.69%	4
2018 Q4	$42.5M	Buy	787,384 +77,349	+11%	+$4.07M	13.48%	4
2018 Q3	$42.2M	Buy	710,035 +29,763	+4%	+$1.77M	9.32%	7
2018 Q2	$40.8M	Buy	680,272 +325,967	+92%	+$20.5M	9.41%	7
2018 Q1	$22.3M	Buy	+354,305	New	+$22.6M	5.56%	8

Other funds holding FDT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Total Investment Management's FDT Position: Q3 2019 in Review

Total Investment Management sold out of First Trust Developed Markets ex-US AlphaDEX Fund (FDT) in Q3 2019, closing a stake of 974,197 shares — an estimated $49.5M sold.

Total Investment Management first reported a position in FDT in Q1 2018 and held it in 6 quarters. The position peaked at $49.5M in Q2 2019. 95 funds tracked by Wall St. Rank hold FDT as of Q3 2019.

Total Investment Management reported no remaining First Trust Developed Markets ex-US AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Total Investment Management sold 974,197 First Trust Developed Markets ex-US AlphaDEX Fund shares in Q3 2019, an estimated $49.5M.
Total Investment Management first reported a position in First Trust Developed Markets ex-US AlphaDEX Fund in Q1 2018 and held it in 6 quarters.
Total Investment Management's First Trust Developed Markets ex-US AlphaDEX Fund position peaked at $49.5M in Q2 2019.
95 funds tracked by Wall St. Rank held First Trust Developed Markets ex-US AlphaDEX Fund as of Q3 2019.

Based on Total Investment Management's 13F filing for Q3 2019, filed 28 Oct 2019.