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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MAFM
26
Mid Atlantic Financial Management
Pennsylvania
$276K -$728K -55,250 -73%
VF
27
Virtu Financial
New York
$235K +$228K +17,338 New
RJT
28
Raymond James Trust
Florida
$224K
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$210K -$30K -2,276 -13%
SWM
30
SeaCrest Wealth Management
New York
$205K -$7.64K -580 -4%
KAS
31
Kestra Advisory Services
Texas
$194K +$2.03K +154 +1%
TSS
32
Two Sigma Securities
New York
$194K +$189K +14,369 New
DJYG
33
David J. Yvars Group
Florida
$181K
KWM
34
Kingsview Wealth Management
Oregon
$181K
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$179K -$3.16K -240 -2%
CWA
36
Capital Wealth Alliance
Arizona
$163K +$25.7K +1,954 +19%
WDC
37
Woodward Diversified Capital
California
$161K +$3.36K +255 +2%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$149K
HCM
39
Hollencrest Capital Management
California
$144K
APWA
40
Atlas Private Wealth Advisors
New Jersey
$47K +$46.1K +3,500 New
CBT
41
CoreFirst Bank & Trust
Kansas
$35K
FWM
42
Focused Wealth Management
New York
$24K +$500 +38 +2%
RIA
43
RPG Investment Advisory
California
$22K
Citigroup
44
Citigroup
New York
$20K +$6.74K +512 +51%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$8K -$211 -16 -3%
WT
46
Washington Trust
Rhode Island
$6K
WAS
47
Winch Advisory Services
Wisconsin
$2K +$40 +3 +2%
SIA
48
Sit Investment Associates
Minnesota
-$1.55M -120,945 Closed
SFS
49
Shaker Financial Services
Virginia
-$1.42M -110,837 Closed
PGFC
50
Peapack-Gladstone Financial Corp
New Jersey
-$1.09M -85,099 Closed