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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NL
26
NWAM LLC
Washington
$382K -$1.22M -95,265 -76%
PAG
27
Private Advisor Group
New Jersey
$355K -$2.41K -189 -0.7%
IFG
28
Independent Financial Group
California
$350K -$24K -1,885 -6%
LWP
29
Legacy Wealth Planning
Nevada
$346K
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$228K +$6.84K +536 +3%
RJT
31
Raymond James Trust
Florida
$212K +$29.5K +2,315 +16%
SWM
32
SeaCrest Wealth Management
New York
$202K +$33.7K +2,642 +20%
KAS
33
Kestra Advisory Services
Texas
$182K +$2.65K +208 +1%
SPIA
34
Steward Partners Investment Advisory
New York
$180K +$23.3K +1,823 +15%
KWM
35
Kingsview Wealth Management
Oregon
$173K +$5.1K +400 +3%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$172K -$48.1K -3,772 -22%
DJYG
37
David J. Yvars Group
Florida
$172K
WDC
38
Woodward Diversified Capital
California
$149K +$3.15K +247 +2%
SBIA
39
Sheaff Brock Investment Advisors
Indiana
$141K
Jane Street
40
Jane Street
New York
$141K +$140K +10,996 New
HCM
41
Hollencrest Capital Management
California
$136K
CWA
42
Capital Wealth Alliance
Arizona
$132K +$134K +10,476 New
FIA
43
FNY Investment Advisers
New York
$44K +$44.7K +3,500 New
CBT
44
CoreFirst Bank & Trust
Kansas
$33K
FWM
45
Focused Wealth Management
New York
$22K +$459 +36 +2%
RIA
46
RPG Investment Advisory
California
$21K
Citigroup
47
Citigroup
New York
$13K
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$8K -$12.8K -1,000 -62%
WT
49
Washington Trust
Rhode Island
$6K
Wells Fargo
50
Wells Fargo
California
$3K +$3.42K +268 +26,800%