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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

115 hedge funds and large institutions have $913M invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 53 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
3.73%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
24
Increased
53
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$192M
2
Bank of America
2
Bank of America
North Carolina
$73.8M
3
IG
3
ING Group
Netherlands
$22.7M
4
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$19.7M
5
PWAG
5
Polaris Wealth Advisory Group
California
$16.2M

Top Sellers

1
HIM
1
Hanlon Investment Management
New Jersey
$18.2M
2
CS
2
Credit Suisse
Switzerland
$6.09M
3
OAMG
3
Odey Asset Management Group
United Kingdom
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$4.33M
5
HNB
5
Huntington National Bank
Ohio
$6.5M
Name Market Value Shares Shares
Change 		Shares
Change %
RFS
101
Rockefeller Financial Services
New York
$113K 2,500 +2,500 New
GH
102
GAM Holding
Switzerland
$113K 2,500 +2,500 New
SSB
103
Sandy Spring Bank
Maryland
$111K 2,449 – –
MAA
104
Managed Account Advisors
New Jersey
$89K 1,962 +1,215 +163%
FNBT
105
FineMark National Bank & Trust
Florida
$55K 1,227 +1,065 +657%
Creative Planning
106
Creative Planning
Kansas
$54K 1,200 +1,200 New
ACM
107
Aviance Capital Management
Florida
$49K 1,087 +1,087 New
CFS
108
Community Financial System
New York
$39K 860 -1,320 -61%
BFEC
109
Benjamin F. Edwards & Company
Missouri
$21K 459 +447 +3,725%
MCM
110
Manchester Capital Management
Vermont
$16K 350 – –
Northwestern Mutual Wealth Management
111
Northwestern Mutual Wealth Management
Wisconsin
$13K 294 +294 New
PTC
112
Private Trust Company
Ohio
$11K 234 +234 New
WT
113
Whittier Trust
California
$8K 175 – –
RIA
114
Regal Investment Advisors
Michigan
$5K 117 -19 -14%
MAS
115
Madden Advisory Services
Florida
$5K 115 – –
AA
116
Apriem Advisors
California
$5K 100 +100 New
MA
117
MCF Advisors
Kentucky
$3K 50 +50 New
CCT
118
Capital City Trust
Florida
$1.62K 35,890 – –
OAMG
119
Odey Asset Management Group
United Kingdom
– – -101,140 Closed
CA
120
Cetera Advisors
Colorado
– – -30,954 Closed
RJFSA
121
Raymond James Financial Services Advisors
Florida
– – -17,673 Closed
MP
122
Manifold Partners
California
– – -7,863 Closed
WS
123
Wedbush Securities
California
– – -6,293 Closed
CWM
124
Cabot Wealth Management
Massachusetts
– – -5,135 Closed
Invesco
125
Invesco
Georgia
– – -4,887 Closed
2 3 4
5
6