Apriem Advisors’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Apriem Advisors’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-249	Closed	-$13K	–	189
2018 Q2	$13K	Buy	+249	New	+$13.1K	﹤0.01%	389
2017 Q2	–	Sell	-1,542	Closed	-$74K	–	220
2017 Q1	$74K	Hold	1,542	–	–	0.02%	196
2016 Q4	$70K	Buy	1,542 +1,442	+1,442%	+$65.8K	0.02%	197
2016 Q3	$5K	Hold	100	–	–	﹤0.01%	457
2016 Q2	$4K	Hold	100	–	–	﹤0.01%	486
2016 Q1	$4K	Hold	100	–	–	﹤0.01%	452
2015 Q4	$4K	Hold	100	–	–	﹤0.01%	450
2015 Q3	$4K	Hold	100	–	–	﹤0.01%	428
2015 Q2	$5K	Hold	100	–	–	﹤0.01%	481
2015 Q1	$5K	Hold	100	–	–	﹤0.01%	470
2014 Q4	$5K	Hold	100	–	–	﹤0.01%	426
2014 Q3	$5K	Hold	100	–	–	﹤0.01%	437
2014 Q2	$5K	Hold	100	–	–	﹤0.01%	389
2014 Q1	$5K	Hold	100	–	–	﹤0.01%	407
2013 Q4	$5K	Hold	100	–	–	﹤0.01%	412
2013 Q3	$5K	Buy	+100	New	+$4.44K	﹤0.01%	405

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Apriem Advisors's CWB Position: Q3 2018 in Review

Apriem Advisors sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2018, closing a stake of 249 shares — an estimated $13K sold.

Apriem Advisors first reported a position in CWB in Q3 2013 and held it in 16 quarters. The position peaked at $74K in Q1 2017. 345 funds tracked by Wall St. Rank hold CWB as of Q3 2018.

Apriem Advisors reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2018 after selling out during the quarter.
Apriem Advisors sold 249 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2018, an estimated $13K.
Apriem Advisors first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013 and held it in 16 quarters.
Apriem Advisors's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $74K in Q1 2017.
345 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2018.

Based on Apriem Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.