Apriem Advisors’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-249	Closed	-$13K	–	189
2018 Q2	$13K	Buy	+249	New	+$13.1K	﹤0.01%	389
2017 Q2	–	Sell	-1,542	Closed	-$74K	–	220
2017 Q1	$74K	Hold	1,542	–	–	0.02%	196
2016 Q4	$70K	Buy	1,542 +1,442	+1,442%	+$65.8K	0.02%	197
2016 Q3	$5K	Hold	100	–	–	﹤0.01%	457
2016 Q2	$4K	Hold	100	–	–	﹤0.01%	486
2016 Q1	$4K	Hold	100	–	–	﹤0.01%	452
2015 Q4	$4K	Hold	100	–	–	﹤0.01%	450
2015 Q3	$4K	Hold	100	–	–	﹤0.01%	428
2015 Q2	$5K	Hold	100	–	–	﹤0.01%	481
2015 Q1	$5K	Hold	100	–	–	﹤0.01%	470
2014 Q4	$5K	Hold	100	–	–	﹤0.01%	426
2014 Q3	$5K	Hold	100	–	–	﹤0.01%	437
2014 Q2	$5K	Hold	100	–	–	﹤0.01%	389
2014 Q1	$5K	Hold	100	–	–	﹤0.01%	407
2013 Q4	$5K	Hold	100	–	–	﹤0.01%	412
2013 Q3	$5K	Buy	+100	New	+$4.44K	﹤0.01%	405