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State Street SPDR Bloomberg Convertible Securities ETF

163 hedge funds and large institutions have $1.69B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 42

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 158163 (+5)

0% more capital invested

Capital invested by funds: $1.68B → $1.69B (+$5.21M)

1.41% less ownership

Funds ownership: 57.56%56.15% (-1.4%)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

90% less call options, than puts

Call options by funds: $655K | Put options by funds: $6.55M

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
76
Janney Montgomery Scott
Pennsylvania
$1.88M +$66.4K +1,319 +4%
CCMG
77
Clark Capital Management Group
Pennsylvania
$1.84M -$92.5K -1,838 -5%
NEPWA
78
New England Private Wealth Advisors
Massachusetts
$1.77M +$6.59K +131 +0.4%
DFIM
79
Detwiler Fenton Investment Management
Massachusetts
$1.77M +$21.5K +428 +1%
FIM
80
Freedom Investment Management
Connecticut
$1.77M +$613K +12,178 +52%
PPA
81
Parametric Portfolio Associates
Washington
$1.58M +$16.6K +329 +1%
MWM
82
Merriman Wealth Management
Washington
$1.53M -$38.9K -772 -2%
VC
83
Vicus Capital
Pennsylvania
$1.47M +$61.3K +1,217 +4%
GCA
84
Greenwood Capital Associates
South Carolina
$1.47M +$286K +5,677 +24%
Cambridge Investment Research Advisors
85
Cambridge Investment Research Advisors
Iowa
$1.47M +$347K +6,893 +30%
CCT
86
Capital City Trust
Florida
$1.43M +$10.1K +200 +0.7%
AG
87
Appleton Group
Wisconsin
$1.4M +$160K +3,175 +13%
JG
88
Jefferies Group
New York
$1.4M +$282K +5,593 +25%
WB
89
WesBanco Bank
West Virginia
$1.33M +$42.3K +840 +3%
GIM
90
Goelzer Investment Management
Indiana
$1.28M +$153K +3,044 +13%
MA
91
MUFG Americas
New York
$1.27M -$124K -2,459 -9%
TYCC
92
Texas Yale Capital Corp
Florida
$1.26M
AWE
93
Avidian Wealth Enterprises
Texas
$1.24M -$10.4K -206 -0.8%
Nomura Holdings
94
Nomura Holdings
Japan
$1.2M +$1.22M +24,222 New
CWM
95
Concert Wealth Management
California
$1.2M -$16K -317 -1%
NPC
96
National Planning Corporation
California
$1.14M +$269K +5,343 +30%
BNP Paribas Financial Markets
97
BNP Paribas Financial Markets
France
$1.04M -$5.46M -108,455 -84%
JP Morgan Chase
98
JP Morgan Chase
New York
$975K -$610K -12,119 -38%
M&T Bank
99
M&T Bank
New York
$973K +$986K +19,598 New
HighTower Advisors
100
HighTower Advisors
Illinois
$956K +$40.9K +812 +4%

CWB Hedge Fund Activity: Q3 2014 in Review

163 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2014, worth a combined $1.69B — up 0.31% from $1.68B a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CWB positions and 10 closed out — a net gain of 6 holders — while 83 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.1M. The largest seller was Aegon USA Investment Management, exiting entirely with an estimated $49.2M sold.

  • 163 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2014, up from 158 in Q2 2014.
  • Funds reported $1.69B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2014, up 0.31% quarter-over-quarter.
  • 16 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2014 and 10 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2014 was Morgan Stanley, an estimated $19.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2014 was Aegon USA Investment Management, an estimated $49.2M sold.

Based on aggregated 13F filings for Q3 2014.