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State Street SPDR Bloomberg Convertible Securities ETF
CWB

356 hedge funds and large institutions have $2.23B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2019 Q1 according to their latest regulatory filings, with 56 funds opening new positions, 126 increasing their positions, 129 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 31

7% more funds holding

Funds holding: 332 → 356 (+24)

4% more capital invested

Capital invested by funds: $2.14B → $2.23B (+$91.9M)

0.54% more ownership

Funds ownership: 55.28% → 55.82% (+0.54%)

0% more funds holding in top 10

Funds holding in top 10: 23 → 23 (0)

2% less repeat investments, than reductions

Existing positions increased: 126 | Existing positions reduced: 129

20% less call options, than puts

Call options by funds: $658K | Put options by funds: $825K

Holders
356
Holders Change
+24
Holders Change %
+7.23%
% of All Funds
7.71%
Holding in Top 10
23
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.5%
New
56
Increased
126
Reduced
129
Closed
31
Calls
$658K
Puts
$825K
Net Calls
-$167K
Net Calls Change
+$412K

Top Buyers

1
QAM
Q3 Asset Management
Michigan
+$27.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$18.8M
3
Ameriprise
Ameriprise
Minnesota
+$12.7M
4
Verition Fund Management
Verition Fund Management
Connecticut
+$12.5M
5
PWPCM
Perella Weinberg Partners Capital Management
New York
+$10.4M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$74.4M
2
NSLI
Nan Shan Life Insurance
Taiwan
-$31M
3
IA
IndexIQ Advisors
New York
-$27.8M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$25.8M
5
Wells Fargo
Wells Fargo
California
-$18.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
SB
26
Suntrust Banks
Georgia
$19.2M +$1.48M +29,219 +9%
OAM
27
Oppenheimer Asset Management
New York
$18.8M +$262K +5,157 +1%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$17.3M +$3.61M +71,117 +27%
Verition Fund Management
29
Verition Fund Management
Connecticut
$15.5M +$12.5M +246,159 +496%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$15.3M -$1.09M -21,452 -7%
HNB
31
Huntington National Bank
Ohio
$15M – – –
WPW
32
Waldron Private Wealth
Pennsylvania
$14.2M -$1.08M -21,289 -7%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$13.7M -$226K -4,449 -2%
Prudential Financial
34
Prudential Financial
New Jersey
$13.5M -$7.09M -139,700 -35%
SI
35
Stephens Inc
Arkansas
$12.8M +$107K +2,103 +0.9%
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$12.8M +$969K +19,114 +8%
AG
37
Advisor Group
Arizona
$12M +$1.06M +20,910 +10%
FAM
38
Flaharty Asset Management
Florida
$11.3M +$395K +7,793 +4%
PWPCM
39
Perella Weinberg Partners Capital Management
New York
$10.7M +$10.4M +205,224 New
Stifel Financial
40
Stifel Financial
Missouri
$10.3M -$2.27M -44,753 -19%
MML Investors Services
41
MML Investors Services
Massachusetts
$10.3M -$14.3K -282 -0.1%
WCM
42
Windsor Capital Management
Arizona
$10.2M -$1.67K -33 -0%
Mackenzie Financial
43
Mackenzie Financial
Ontario, Canada
$10.2M -$22.4K -441 -0.2%
IA
44
IndexIQ Advisors
New York
$9.96M -$27.8M -548,500 -74%
Axa
45
Axa
France
$9.37M +$36.5K +720 +0.4%
MIM
46
Morningstar Investment Management
Illinois
$9.3M +$3.94M +77,607 +77%
UCFA
47
United Capital Financial Advisors
Texas
$9.16M +$8.58M +169,146 +2,761%
SWAG
48
Spectrum Wealth Advisory Group
California
$8.99M +$8.73M +172,052 New
BCM
49
Bluefin Capital Management
New York
$8.73M +$7.86M +154,980 +1,283%
CAN
50
Claraphi Advisory Network
United States
$8.59M -$4.7M -92,757 -36%
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CWB Hedge Fund Activity: Q1 2019 in Review

356 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q1 2019, worth a combined $2.23B — up 4.3% from $2.14B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new CWB positions and 31 closed out — a net gain of 25 holders — while 126 added to existing stakes and 129 trimmed.

The largest buyer was Q3 Asset Management, opening a new position worth an estimated $27.1M. The largest seller was AssetMark Inc, cutting an estimated $74.4M.

  • 356 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q1 2019, up from 332 in Q4 2018.
  • Funds reported $2.23B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q1 2019, up 4.3% quarter-over-quarter.
  • 56 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q1 2019 and 31 closed out, a net change of +25 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q1 2019 was Q3 Asset Management, an estimated $27.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q1 2019 was AssetMark Inc, an estimated $74.4M sold.

Based on aggregated 13F filings for Q1 2019.