Q3 Asset Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Q3 Asset Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-29,460	Closed	-$2.44M	–	50
2020 Q4	$2.44M	Sell	29,460 -2,305	-7%	-$174K	1.93%	14
2020 Q3	$2.19M	Sell	31,765 -6,356	-17%	-$422K	1.78%	17
2020 Q2	$2.31M	Buy	+38,121	New	+$2.09M	2.2%	14
2020 Q1	–	Sell	-8,643	Closed	-$481K	–	29
2019 Q4	$481K	Buy	+8,643	New	+$465K	1.08%	23
2019 Q2	–	Sell	-25,895	Closed	-$1.35M	–	32
2019 Q1	$1.35M	Buy	+25,895	New	+$1.31M	3.64%	9
2018 Q3	–	Sell	-47,963	Closed	-$2.54M	–	26
2018 Q2	$2.54M	Buy	+47,963	New	+$2.53M	2.79%	18
2018 Q1	–	Sell	-46,150	Closed	-$2.33M	–	27
2017 Q4	$2.33M	Buy	+46,150	New	+$2.37M	2.77%	18

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Q3 Asset Management's CWB Position: Q1 2021 in Review

Q3 Asset Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2021, closing a stake of 29,460 shares — an estimated $2.44M sold.

Q3 Asset Management first reported a position in CWB in Q4 2017 and held it in 7 quarters. The position peaked at $2.54M in Q2 2018. 480 funds tracked by Wall St. Rank hold CWB as of Q1 2021.

Q3 Asset Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2021 after selling out during the quarter.
Q3 Asset Management sold 29,460 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2021, an estimated $2.44M.
Q3 Asset Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2017 and held it in 7 quarters.
Q3 Asset Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $2.54M in Q2 2018.
480 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2021.

Based on Q3 Asset Management's 13F filing for Q1 2021, filed 12 May 2021.