Advisor Group’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Advisor Group’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$14.9M	Sell	267,810 -43,016	-14%	-$2.32M	0.1%	180
2019 Q3	$16.3M	Buy	310,826 +40,157	+15%	+$2.13M	0.12%	157
2019 Q2	$14.3M	Buy	270,669 +40,744	+18%	+$2.13M	0.11%	165
2019 Q1	$12M	Buy	229,925 +20,910	+10%	+$1.06M	0.1%	183
2018 Q4	$9.78M	Buy	209,015 +2,395	+1%	+$120K	0.1%	181
2018 Q3	$11.1M	Buy	206,620 +10,128	+5%	+$543K	0.11%	163
2018 Q2	$10.4M	Buy	196,492 +17,087	+10%	+$902K	0.14%	139
2018 Q1	$9.27M	Buy	179,405 +10,243	+6%	+$534K	0.13%	152
2017 Q4	$8.56M	Sell	169,162 -102,882	-38%	-$5.29M	0.11%	168
2017 Q3	$13.9M	Buy	272,044 +107,668	+66%	+$5.45M	0.22%	93
2017 Q2	$8.16M	Buy	164,376 +24,180	+17%	+$1.18M	0.14%	145
2017 Q1	$6.74M	Sell	140,196 -124,797	-47%	-$5.9M	0.14%	165
2016 Q4	$12.1M	Buy	264,993 +7,241	+3%	+$331K	0.27%	78
2016 Q3	$11.9M	Buy	257,752 +53,801	+26%	+$2.45M	0.29%	77
2016 Q2	$8.94M	Buy	+203,951	New	+$8.85M	0.24%	98

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $6.11B AUM 33.56% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group's CWB Position: Q4 2019 in Review

Advisor Group reduced its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 14% in Q4 2019, selling an estimated $2.32M and leaving 267,810 shares worth $14.9M. The position accounts for 0.1% of the portfolio, ranked #180.

Advisor Group first reported a position in CWB in Q2 2016 and has held it in 15 quarters since. The position peaked at $16.3M in Q3 2019. 406 funds tracked by Wall St. Rank hold CWB as of Q4 2019.

Advisor Group held 267,810 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $14.9M as of Q4 2019.
Advisor Group sold 43,016 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2019, an estimated $2.32M.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.1% of Advisor Group's portfolio in Q4 2019, its #180 holding.
Advisor Group first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2016 and has held it in 15 quarters since.
Advisor Group's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $16.3M in Q3 2019.
406 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.