Verition Fund Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Verition Fund Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-3,845	Closed	-$243K	–	2262
2022 Q3	$243K	Sell	3,845 -10,971	-74%	-$738K	﹤0.01%	2377
2022 Q2	$957K	Buy	+14,816	New	+$1.03M	0.02%	1050
2021 Q3	–	Sell	-82,148	Closed	-$7.13M	–	1981
2021 Q2	$7.13M	Buy	82,148 +41,087	+100%	+$3.47M	0.06%	184
2021 Q1	$3.42M	Buy	+41,061	New	+$3.55M	0.04%	271
2020 Q4	–	Sell	-56,883	Closed	-$3.92M	–	1158
2020 Q3	$3.92M	Buy	56,883 +28,714	+102%	+$1.91M	0.08%	148
2020 Q2	$1.7M	Buy	+28,169	New	+$1.54M	0.06%	262
2019 Q3	–	Sell	-284,009	Closed	-$15M	–	1093
2019 Q2	$15M	Sell	284,009 -11,804	-4%	-$618K	0.42%	44
2019 Q1	$15.5M	Buy	295,813 +246,159	+496%	+$12.5M	0.6%	25
2018 Q4	$2.32M	Buy	+49,654	New	+$2.5M	0.17%	110

Other funds holding CWB

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Verition Fund Management's CWB Position: Q4 2022 in Review

Verition Fund Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2022, closing a stake of 3,845 shares — an estimated $243K sold.

Verition Fund Management first reported a position in CWB in Q4 2018 and held it in 9 quarters. The position peaked at $15.5M in Q1 2019. 472 funds tracked by Wall St. Rank hold CWB as of Q4 2022.

Verition Fund Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2022 after selling out during the quarter.
Verition Fund Management sold 3,845 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2022, an estimated $243K.
Verition Fund Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2018 and held it in 9 quarters.
Verition Fund Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $15.5M in Q1 2019.
472 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2022.

Based on Verition Fund Management's 13F filing for Q4 2022, filed 14 Feb 2023.