Flaharty Asset Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Flaharty Asset Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-245,955	Closed	-$13.7M	–	64
2019 Q4	$13.7M	Buy	245,955 +11,120	+5%	+$599K	4.83%	9
2019 Q3	$12.3M	Buy	234,835 +15,605	+7%	+$827K	4.66%	9
2019 Q2	$11.6M	Buy	219,230 +3,354	+2%	+$176K	4.5%	8
2019 Q1	$11.3M	Buy	215,876 +7,793	+4%	+$395K	4.53%	8
2018 Q4	$9.74M	Buy	208,083 +9,334	+5%	+$469K	4.15%	9
2018 Q3	$10.7M	Buy	198,749 +11,943	+6%	+$640K	4.14%	8
2018 Q2	$9.9M	Buy	186,806 +20,140	+12%	+$1.06M	3.86%	11
2018 Q1	$8.43M	Buy	166,666 +12,874	+8%	+$671K	3.55%	12
2017 Q4	$8.01M	Buy	153,792 +6,235	+4%	+$321K	3.51%	11
2017 Q3	$7.61M	Buy	147,557 +147,421	+108,398%	+$7.46M	3.92%	11
2017 Q2	$6.77K	Sell	136 -122,771	-100%	-$6.01M	3.8%	12
2017 Q1	$5.87M	Buy	122,907 +9,819	+9%	+$464K	3.68%	13
2016 Q4	$5.16M	Buy	+113,088	New	+$5.16M	16.37%	2

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Flaharty Asset Management's CWB Position: Q1 2020 in Review

Flaharty Asset Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2020, closing a stake of 245,955 shares — an estimated $13.7M sold.

Flaharty Asset Management first reported a position in CWB in Q4 2016 and held it in 13 quarters. The position peaked at $13.7M in Q4 2019. 367 funds tracked by Wall St. Rank hold CWB as of Q1 2020.

Flaharty Asset Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2020 after selling out during the quarter.
Flaharty Asset Management sold 245,955 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2020, an estimated $13.7M.
Flaharty Asset Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2016 and held it in 13 quarters.
Flaharty Asset Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $13.7M in Q4 2019.
367 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2020.

Based on Flaharty Asset Management's 13F filing for Q1 2020, filed 15 May 2020.