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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

163 hedge funds and large institutions have $1.69B invested in SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$196M
2
Bank of America
2
Bank of America
North Carolina
$137M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$36.5M
4
LMIM
4
Lockheed Martin Investment Management
Maryland
$29.7M
5
AGA
5
Accuvest Global Advisors
Utah
$9.75M

Top Sellers

1
AUIM
1
Aegon USA Investment Management
Iowa
$0
2
U
2
UBS
Switzerland
$45.7M
3
TFA
3
Transamerica Financial Advisors
Florida
$10K
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$10M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AGA
26
Accuvest Global Advisors
Utah
$9.75M 196,410 +196,410 New
RJA
27
Raymond James & Associates
Florida
$7.92M 159,579 +15,872 +11%
FAAM
28
First Allied Asset Management
California
$7.27M 146,351 +68,222 +87%
AA
29
Advisory Alpha
Michigan
$6.88M 138,487 +6,765 +5%
WCM
30
Windsor Capital Management
Arizona
$6.76M 136,093 -766 -0.6%
FAAS
31
First Allied Advisory Services
California
$6.67M 134,407 +45,114 +51%
CS
32
Credit Suisse
Switzerland
$6.34M 127,675 +2,174 +2%
VFS
33
VSR Financial Services
Kansas
$6.07M 122,186 +5,108 +4%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$5.9M 118,757 +22,326 +23%
Axa
35
Axa
France
$5.88M 118,370 +7,530 +7%
JIR
36
James Investment Research
Ohio
– – – –
State Street
37
State Street
Massachusetts
$5.79M 116,656 +62,790 +117%
Stifel Financial
38
Stifel Financial
Missouri
$5.63M 113,438 +1,278 +1%
NAM
39
NTV Asset Management
West Virginia
$5.62M 113,215 +750 +0.7%
Prudential Financial
40
Prudential Financial
New Jersey
$5.46M 109,974 +109,974 New
CIBC World Market
41
CIBC World Market
Ontario, Canada
$5.28M 106,261 +9,530 +10%
Wellington Management Group
42
Wellington Management Group
Massachusetts
$5.26M 105,882 – –
SCMF
43
Sage Capital Management (Florida)
Florida
$5.25M 105,750 +15,000 +17%
Lazard Asset Management
44
Lazard Asset Management
New York
– – – –
Mirae Asset Global Investments
45
Mirae Asset Global Investments
South Korea
$5M 100,750 -2,200 -2%
IAA
46
Ironsides Asset Advisors
North Carolina
$4.9M 98,669 -4,000 -4%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$4.74M 95,446 +25,897 +37%
Thrivent Financial for Lutherans
48
Thrivent Financial for Lutherans
Minnesota
$4.32M 86,959 +4,404 +5%
SAG
49
Sterne Agee Group
Alabama
$4.05M 81,461 +635 +0.8%
B
50
Baird
Wisconsin
$3.98M 80,210 +37,488 +88%
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