First Allied Asset Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

First Allied Asset Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-208,116	Closed	-$9.77M	–	195
2014 Q4	$9.77M	Buy	208,116 +61,765	+42%	+$3.02M	1.36%	13
2014 Q3	$7.27M	Buy	146,351 +68,222	+87%	+$3.43M	0.98%	32
2014 Q2	$3.94M	Buy	+78,129	New	+$3.82M	0.58%	67

Other funds holding CWB

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.13B AUM 17.98% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

First Allied Asset Management's CWB Position: Q1 2015 in Review

First Allied Asset Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2015, closing a stake of 208,116 shares — an estimated $9.77M sold.

First Allied Asset Management first reported a position in CWB in Q2 2014 and held it in 3 quarters. The position peaked at $9.77M in Q4 2014. 185 funds tracked by Wall St. Rank hold CWB as of Q1 2015.

First Allied Asset Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2015 after selling out during the quarter.
First Allied Asset Management sold 208,116 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2015, an estimated $9.77M.
First Allied Asset Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2014 and held it in 3 quarters.
First Allied Asset Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $9.77M in Q4 2014.
185 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2015.

Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.