First Allied Asset Management’s SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-208,116	Closed	-$9.77M	–	195
2014 Q4	$9.77M	Buy	208,116 +61,765	+42%	+$2.9M	1.36%	13
2014 Q3	$7.27M	Buy	146,351 +68,222	+87%	+$3.39M	0.98%	32
2014 Q2	$3.94M	Buy	+78,129	New	+$3.94M	0.58%	67