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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
MGWM
51
Marks Group Wealth Management
Minnesota
– -$287K -17,984 Closed
Goldman Sachs
52
Goldman Sachs
New York
– -$205K -12,839 Closed
CAN
53
Cetera Advisor Networks
California
– -$153K -9,577 Closed
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
– -$140K -8,755 Closed
FAIM
55
Financial Advocates Investment Management
Washington
– -$133K -8,310 Closed
JMPWA
56
JP Morgan Private Wealth Advisors
California
– -$108K -6,787 Closed
LPL Financial
57
LPL Financial
California
– -$102K -6,392 Closed
QPWM
58
Quadrant Private Wealth Management
Pennsylvania
– -$98K -6,135 Closed
DA
59
Doliver Advisors
Texas
– -$92K -5,788 Closed
SS
60
Sunbelt Securities
Texas
– -$87K -5,462 Closed
Truist Financial
61
Truist Financial
North Carolina
– -$71K -4,428 Closed
DC
62
Davenport & Co
Virginia
– -$67K -4,180 Closed
PTP
63
Platform Technology Partners
New York
– -$66K -4,112 Closed
DADC
64
D.A. Davidson & Co
Montana
– -$64K -4,017 Closed
Commonwealth Equity Services
65
Commonwealth Equity Services
Massachusetts
– -$58K -3,678 Closed
CIC
66
Carnegie Investment Counsel
Ohio
– -$58K -3,668 Closed
MAFM
67
Mid Atlantic Financial Management
Pennsylvania
– -$49K -3,100 Closed
Janney Montgomery Scott
68
Janney Montgomery Scott
Pennsylvania
– -$48K -3,033 Closed
SI
69
Stephens Inc
Arkansas
– -$48K -3,008 Closed
EWM
70
Edge Wealth Management
New York
– -$48K -3,000 Closed
PAG
71
Private Advisor Group
New Jersey
– -$41K -2,589 Closed
SEIA
72
Signature Estate & Investment Advisors
California
– -$41K -2,532 Closed
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
– -$39K -2,417 Closed
VAS
74
Vestmark Advisory Solutions
Massachusetts
– -$37K -2,337 Closed
Stifel Financial
75
Stifel Financial
Missouri
– -$37K -2,310 Closed
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