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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$397K +$400K +34,233 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$380K +$9.81K +840 +3%
CA
28
Cornerstone Advisors
North Carolina
$332K +$335K +28,648 New
Bank of New York Mellon
29
Bank of New York Mellon
New York
$317K
WS
30
Wedbush Securities
California
$306K -$14.9K -1,274 -5%
HighTower Advisors
31
HighTower Advisors
Illinois
$295K -$1.18M -101,301 -80%
Stifel Financial
32
Stifel Financial
Missouri
$293K +$295K +25,242 New
BSWMG
33
Barrington Strategic Wealth Management Group
Illinois
$257K -$1.31K -112 -0.5%
CL
34
CPWM LLC
Washington
$211K +$23.4K +2,000 +12%
SFG
35
Sather Financial Group
Texas
$204K
FAAS
36
First Allied Advisory Services
California
$177K -$4.26K -365 -2%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$175K -$10.3K -880 -6%
FNYS
38
First New York Securities
New York
$172K +$62.8K +5,371 +57%
ICAS
39
Investors Capital Advisory Services
Massachusetts
$161K +$245 +21 +0.2%
KFS
40
KMS Financial Services
Washington
$158K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$155K +$736 +63 +0.5%
AIG
42
American International Group
New York
$151K +$22.8K +1,950 +18%
RJT
43
Raymond James Trust
Florida
$145K
Creative Planning
44
Creative Planning
Kansas
$133K +$12.3K +1,053 +10%
WEC
45
Winslow Evans & Crocker
Massachusetts
$117K
EVC
46
Eidelman Virant Capital
Missouri
$116K
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$113K +$42.7K +3,656 +60%
WA
48
WealthTrust Axiom
Pennsylvania
$103K
Neuberger Berman Group
49
Neuberger Berman Group
New York
$100K
NPC
50
National Planning Corporation
California
$99K -$1.75K -150 -2%