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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Focus Partners Wealth
1
Focus Partners Wealth
Massachusetts
$21.1M +$21.8M +3,008,267 New
RCM
2
Rivernorth Capital Management
Florida
$14.1M +$11.8M +1,635,307 +429%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$12.9M +$4.77M +659,707 +56%
PCM
4
Penserra Capital Management
California
$9.04M +$863K +119,304 +10%
SMA
5
Seven Mile Advisory
New Jersey
$5.72M +$1.49M +206,453 +34%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$5.33M +$5.17M +713,834 +1,521%
CL
7
CSS LLC
Illinois
$5.18M +$4.52M +624,274 +543%
AIA
8
Absolute Investment Advisers
Florida
$5.14M +$5.06M +698,647 +2,087%
Invesco
9
Invesco
Georgia
$5.03M +$1.28M +176,692 +33%
Morgan Stanley
10
Morgan Stanley
New York
$4.8M -$339K -46,894 -6%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.43M -$568K -78,459 -11%
UBS Group
12
UBS Group
Switzerland
$2.97M +$2.67M +368,810 +672%
LPL Financial
13
LPL Financial
California
$2.93M +$20.8K +2,874 +0.7%
FPC
14
Flax Pond Capital
Massachusetts
$2.77M +$2.86M +395,786 New
AAM
15
Advisors Asset Management
Colorado
$2.11M +$15.5K +2,136 +0.7%
QL
16
Quarry LP
New York
$2.03M +$1.3M +179,941 +165%
EFG
17
Ethos Financial Group
Pennsylvania
$1.87M -$121K -16,752 -6%
ACM
18
Adalta Capital Management
New York
$1.58M +$349K +48,287 +27%
NA
19
NewEdge Advisors
Louisiana
$1.52M -$674K -93,160 -30%
SC
20
Scotia Capital
Ontario, Canada
$1.51M +$704K +97,216 +82%
JWCA
21
J.W. Cole Advisors
Florida
$1.51M -$15.3K -2,116 -1%
MGWM
22
Marks Group Wealth Management
Minnesota
$1.3M
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.3M +$260K +35,895 +24%
SFS
24
Shaker Financial Services
Virginia
$1.27M +$876K +121,036 +200%
MWM
25
Modern Wealth Management
Kansas
$1.27M +$138K +19,031 +12%