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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$123M -$6.29M -678,652 -5%
RCM
2
Rivernorth Capital Management
Florida
$55.3M +$1.24M +133,464 +2%
RVPG
3
Relative Value Partners Group
$34.3M +$10.9M +1,171,898 +47%
COLIM
4
City of London Investment Management
United Kingdom
$20.3M +$6.2M +668,540 +45%
Morgan Stanley
5
Morgan Stanley
New York
$7.83M -$4.68M -505,421 -38%
CL
6
CSS LLC
Illinois
$6.47M +$3.17M +341,996 +99%
SIA
7
Sit Investment Associates
Minnesota
$6.26M -$556 -60 -0%
BI
8
Bulldog Investors
New Jersey
$5.98M -$2.66M -286,548 -31%
NCM
9
Next Capital Management
New York
$5.33M -$210K -22,644 -4%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$5.11M +$249K +26,864 +5%
CCP
11
Clough Capital Partners
Massachusetts
$4.54M +$4.47M +481,900 New
Baillie Gifford & Co
12
Baillie Gifford & Co
United Kingdom
$3.95M
EVM
13
Eaton Vance Management
Massachusetts
$3.69M
Osaic Holdings
14
Osaic Holdings
Arizona
$2.98M +$2.19M +236,424 +298%
Bank of America
15
Bank of America
North Carolina
$2.95M -$191K -20,575 -6%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.72M +$2.68M +288,908 New
Millennium Management
17
Millennium Management
New York
$2.66M +$2.62M +282,185 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.69M +$835K +90,058 +101%
OHA
19
Oak Hill Advisors
New York
$1.66M
SFS
20
Shaker Financial Services
Virginia
$1.48M +$910K +98,200 +167%
SRC
21
Shufro Rose & Co
New York
$1.04M -$23.2K -2,500 -2%
Wells Fargo
22
Wells Fargo
California
$975K -$152K -16,442 -14%
UBS Group
23
UBS Group
Switzerland
$936K -$554K -59,759 -38%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$928K -$7.47K -806 -0.8%
PAS
25
Park Avenue Securities
New York
$896K +$58.6K +6,324 +7%