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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$54.7M +$21.4M +2,259,995 +65%
RCM
2
Rivernorth Capital Management
Florida
$37.1M +$2.12M +224,501 +6%
Morgan Stanley
3
Morgan Stanley
New York
$25.2M -$2.34M -246,991 -9%
RVPG
4
Relative Value Partners Group
$18.6M -$520K -54,899 -3%
AAMU
5
Amundi Asset Management US
Massachusetts
$17.2M +$1.94M +204,796 +13%
JP Morgan Chase
6
JP Morgan Chase
New York
$15.5M -$8.53M -901,500 -36%
Invesco
7
Invesco
Georgia
$9.93M +$959K +101,301 +11%
EVM
8
Eaton Vance Management
Massachusetts
$9.89M +$4.9M +517,256 +100%
ISSM
9
Invesco Senior Secured Management
New York
$9.76M
Bank of America
10
Bank of America
North Carolina
$8.93M -$221K -23,364 -2%
UBS Group
11
UBS Group
Switzerland
$7.38M +$3.86M +407,795 +112%
NCM
12
Next Capital Management
New York
$5.99M -$1.07M -112,794 -15%
COLIM
13
City of London Investment Management
United Kingdom
$4.46M -$605K -63,932 -12%
Baillie Gifford & Co
14
Baillie Gifford & Co
United Kingdom
$3.65M
BPCM
15
Beach Point Capital Management
California
$3.47M +$3.44M +363,250 New
Wells Fargo
16
Wells Fargo
California
$3.22M +$948K +100,167 +42%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$3M -$21.5K -2,271 -0.7%
CRC
18
Curi RMB Capital
Illinois
$2.89M -$3.11M -328,598 -52%
SIA
19
Sit Investment Associates
Minnesota
$2.88M -$408K -43,143 -13%
OHA
20
Oak Hill Advisors
New York
$2.49M -$6.25M -660,945 -72%
WCMNY
21
Westchester Capital Management (New York)
New York
$2.18M
VIA
22
Vident Investment Advisory
Georgia
$1.83M +$1.82M +191,920 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.61M -$191K -20,178 -11%
Stifel Financial
24
Stifel Financial
Missouri
$1.49M +$128K +13,530 +10%
6M
25
6 Meridian
Kansas
$1.28M +$510K +53,899 +68%