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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$44.7M -$1.81M -202,456 -4%
RCM
2
Rivernorth Capital Management
Florida
$27.2M -$9.52M -1,062,990 -26%
RVPG
3
Relative Value Partners Group
$19.8M -$65.9K -7,354 -0.3%
Morgan Stanley
4
Morgan Stanley
New York
$9.12M +$1.17M +130,329 +15%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$8.46M +$3.65M +407,972 +77%
COLIM
6
City of London Investment Management
United Kingdom
$7.44M -$3.42M -381,800 -32%
Rockefeller Capital Management
7
Rockefeller Capital Management
New York
$6.33M +$1.43M +159,590 +30%
Invesco
8
Invesco
Georgia
$5.74M +$5.69M +634,928 New
BI
9
Bulldog Investors
New Jersey
$4.41M +$1.37M +153,043 +46%
CCP
10
Clough Capital Partners
Massachusetts
$4.07M +$1.53M +170,971 +61%
ISSM
11
Invesco Senior Secured Management
New York
$3.57M
CL
12
CSS LLC
Illinois
$3.42M -$17.9K -2,000 -0.5%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.09M +$916K +102,225 +43%
NCM
14
Next Capital Management
New York
$2.58M +$529K +58,999 +26%
Bank of America
15
Bank of America
North Carolina
$2.14M -$708K -79,054 -25%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.55M -$165K -18,444 -10%
PAS
17
Park Avenue Securities
New York
$1.1M +$50.6K +5,649 +5%
SIA
18
Sit Investment Associates
Minnesota
$825K -$5.31M -592,782 -87%
OHA
19
Oak Hill Advisors
New York
$821K
PPA
20
Parametric Portfolio Associates
Washington
$744K +$738K +82,354 New
WCMNY
21
Westchester Capital Management (New York)
New York
$632K +$498K +55,570 +386%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$616K +$6.44K +719 +1%
UBS Group
23
UBS Group
Switzerland
$572K -$48.3K -5,394 -8%
Wells Fargo
24
Wells Fargo
California
$518K -$12.5K -1,390 -2%
PHS
25
Pekin Hardy Strauss
Illinois
$503K -$6.72K -750 -1%