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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.4M +$3.41M +332,807 +8%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$27.7M -$17M -1,660,363 -38%
JP Morgan Chase
3
JP Morgan Chase
New York
$25.2M +$25K +2,437 +0.1%
RCM
4
Rivernorth Capital Management
Florida
$24.2M +$1.08M +105,387 +5%
RVPG
5
Relative Value Partners Group
$16.8M +$6.28M +612,963 +58%
Bank of America
6
Bank of America
North Carolina
$10.8M +$1.14M +111,023 +11%
ISSM
7
Invesco Senior Secured Management
New York
$10.2M
AAMU
8
Amundi Asset Management US
Massachusetts
$9.91M +$10.1M +984,842 New
Invesco
9
Invesco
Georgia
$8.31M -$430K -41,978 -5%
SIA
10
Sit Investment Associates
Minnesota
$7M -$1.46M -142,865 -17%
FIMG
11
Financial & Investment Management Group
Michigan
$6.54M -$166K -16,167 -2%
Bessemer Group
12
Bessemer Group
New Jersey
$5.7M -$937K -91,500 -14%
EVM
13
Eaton Vance Management
Massachusetts
$5.2M
COLIM
14
City of London Investment Management
United Kingdom
$4.41M
UBS Group
15
UBS Group
Switzerland
$4.26M +$536K +52,323 +14%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.8M -$906K -88,475 -24%
Wells Fargo
17
Wells Fargo
California
$2.62M +$838K +81,791 +46%
CA
18
Cetera Advisors
Colorado
$1.65M +$1.68M +164,141 New
ICM
19
Ionic Capital Management
New York
$1.52M +$106K +10,383 +7%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.28M +$791K +77,224 +154%
WCMNY
21
Westchester Capital Management (New York)
New York
$1.25M
UCFA
22
United Capital Financial Advisors
Texas
$1.21M -$60.5K -5,910 -5%
CS
23
Comerica Securities
Michigan
$1.18M +$173K +16,938 +17%
Stifel Financial
24
Stifel Financial
Missouri
$1.05M +$52.9K +5,166 +5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$978K