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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$23M +$516K +69,769 +2%
RVPG
2
Relative Value Partners Group
$17.3M -$65.8K -8,905 -0.4%
SCM
3
Saba Capital Management
New York
$9.83M -$5.95M -805,444 -37%
Morgan Stanley
4
Morgan Stanley
New York
$4.85M -$24.5K -3,318 -0.5%
Invesco
5
Invesco
Georgia
$3.85M -$285K -38,513 -7%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$3.73M -$6.41M -867,107 -63%
Osaic Holdings
7
Osaic Holdings
Arizona
$3.39M +$862K +116,587 +33%
ISSM
8
Invesco Senior Secured Management
New York
$2.88M
CL
9
CSS LLC
Illinois
$2.55M -$120K -16,207 -4%
LCM
10
Landscape Capital Management
New Jersey
$2.13M +$1.61M +217,973 +291%
SC
11
Scotia Capital
Ontario, Canada
$1.83M +$38.1K +5,150 +2%
AGM
12
Alpine Global Management
New York
$1.82M +$480K +65,000 +35%
BI
13
Bulldog Investors
New Jersey
$1.76M -$92.1K -12,461 -5%
GA
14
GraniteShares Advisors
New York
$1.59M +$206K +27,846 +15%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.58M +$67.3K +9,113 +4%
MC
16
Meteora Capital
Florida
$1.32M
SFS
17
Shaker Financial Services
Virginia
$1.21M +$948K +128,330 +336%
NCM
18
Next Capital Management
New York
$1.21M +$95.8K +12,960 +8%
BFM
19
Boothbay Fund Management
New York
$1.05M
CPIG
20
Chicago Partners Investment Group
Illinois
$979K +$132K +17,828 +15%
GP
21
Gridiron Partners
Pennsylvania
$933K
LPL Financial
22
LPL Financial
California
$881K +$33.4K +4,520 +4%
MGWM
23
Marks Group Wealth Management
Minnesota
$756K +$766K +103,722 New
Bank of America
24
Bank of America
North Carolina
$743K -$50K -6,762 -6%
OHA
25
Oak Hill Advisors
New York
$662K