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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.1M +$3.29M +288,053 +6%
Invesco
2
Invesco
Georgia
$16.8M -$18.7M -1,635,556 Closed
Bank of America
3
Bank of America
North Carolina
$12.9M -$170K -14,898 -1%
GC
4
Guggenheim Capital
Illinois
$6.98M +$659K +57,661 +11%
NCM
5
Newgate Capital Management
Connecticut
$6.95M +$1.78M +155,431 +35%
U
6
UBS
Switzerland
$6.16M +$334K +29,214 +6%
JP Morgan Chase
7
JP Morgan Chase
New York
$5.61M
MIG
8
Mariner Investment Group
New York
$4.4M +$4.34M +379,623 New
RCM
9
Robinson Capital Management
Michigan
$3.24M +$2.21M +193,297 +205%
UCFA
10
United Capital Financial Advisors
Texas
$3.02M +$2.06M +180,552 +224%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.92M +$2.88M +252,355 New
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.9M +$714K +62,500 +33%
CS
13
Credit Suisse
Switzerland
$2.43M -$24.5K -2,148 -1%
CA
14
Cornerstone Advisors
North Carolina
$2.34M +$1.99M +173,750 +606%
TAM
15
Trust Asset Management
Texas
$2.13M -$65.8K -5,757 -3%
HK
16
Horizon Kinetics
New York
$1.74M -$86.1K -7,533 -5%
Wells Fargo
17
Wells Fargo
California
$1.46M -$20.2K -1,764 -1%
RJA
18
Raymond James & Associates
Florida
$1.09M +$26.2K +2,293 +3%
LPL Financial
19
LPL Financial
California
$774K -$211K -18,439 -22%
CA
20
Cetera Advisors
Colorado
$718K
Stifel Financial
21
Stifel Financial
Missouri
$706K +$409K +35,758 +142%
WAM
22
Wolverine Asset Management
Illinois
$563K +$556K +48,685 New
IAS
23
IMA Advisory Services
Colorado
$525K -$328K -28,700 -39%
OC
24
Oppenheimer & Co
New York
$493K -$74.1K -6,486 -13%
IC
25
Iconiq Capital
California
$473K -$17.9K -1,570 -4%