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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36.7M -$6.25M -627,227 -15%
JP Morgan Chase
2
JP Morgan Chase
New York
$25.1M +$154K +15,497 +0.6%
RCM
3
Rivernorth Capital Management
Florida
$25M +$1.12M +112,023 +5%
SCM
4
Saba Capital Management
New York
$23.1M +$23.1M +2,315,402 New
RVPG
5
Relative Value Partners Group
$17.8M +$1.9M +190,350 +11%
AAMU
6
Amundi Asset Management US
Massachusetts
$15.9M +$6.11M +613,254 +62%
Bank of America
7
Bank of America
North Carolina
$10.4M -$313K -31,399 -3%
ISSM
8
Invesco Senior Secured Management
New York
$10M
Invesco
9
Invesco
Georgia
$8.72M +$490K +49,180 +6%
FIMG
10
Financial & Investment Management Group
Michigan
$6.23M -$245K -24,572 -4%
COLIM
11
City of London Investment Management
United Kingdom
$5.3M +$927K +93,050 +21%
EVM
12
Eaton Vance Management
Massachusetts
$5.13M
UBS Group
13
UBS Group
Switzerland
$4.64M +$425K +42,627 +10%
Baillie Gifford & Co
14
Baillie Gifford & Co
United Kingdom
$3.81M -$23.7M -2,375,000 -86%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$2.8M +$1.53M +153,896 +121%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.78M
NMC
17
Nine Masts Capital
Hong Kong
$2.76M +$2.04M +204,850 +284%
Wells Fargo
18
Wells Fargo
California
$2.59M -$3.92K -394 -0.2%
Bessemer Group
19
Bessemer Group
New Jersey
$2.47M -$3.17M -318,500 -56%
WCMNY
20
Westchester Capital Management (New York)
New York
$2.27M +$1.03M +103,648 +83%
CRC
21
Curi RMB Capital
Illinois
$2.19M +$1.99M +199,999 +1,025%
CA
22
Cetera Advisors
Colorado
$1.66M +$23.1K +2,315 +1%
Stifel Financial
23
Stifel Financial
Missouri
$1.55M +$522K +52,409 +50%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.52M +$586K +58,862 +63%
SIA
25
Sit Investment Associates
Minnesota
$1.49M -$5.44M -546,186 -78%