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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$31.7M -$1.57M -194,958 -5%
RCM
2
Rivernorth Capital Management
Florida
$23.3M -$3.01M -372,789 -12%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$19.8M +$3.91M +483,803 +25%
RVPG
4
Relative Value Partners Group
$17.9M -$435K -53,900 -2%
Morgan Stanley
5
Morgan Stanley
New York
$7.65M -$525K -64,945 -6%
Invesco
6
Invesco
Georgia
$5.31M -$519K -64,254 -9%
BI
7
Bulldog Investors
New Jersey
$4.88M -$803K -99,407 -14%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$3.76M -$165K -20,479 -4%
CL
9
CSS LLC
Illinois
$3.5M -$125K -15,457 -3%
ISSM
10
Invesco Senior Secured Management
New York
$3.22M
Osaic Holdings
11
Osaic Holdings
Arizona
$2.46M -$132K -16,322 -5%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.62M +$71.4K +8,842 +5%
GA
13
GraniteShares Advisors
New York
$1.52M +$1.51M +186,617 New
NCM
14
Next Capital Management
New York
$1.52M -$43.5K -5,382 -3%
SC
15
Scotia Capital
Ontario, Canada
$1.14M +$159K +19,684 +16%
Bank of America
16
Bank of America
North Carolina
$1.07M -$145K -17,991 -12%
CPIG
17
Chicago Partners Investment Group
Illinois
$857K +$844K +104,519 New
OHA
18
Oak Hill Advisors
New York
$740K
SOA
19
Sea Otter Advisors
Florida
$611K +$606K +75,000 New
Goldman Sachs
20
Goldman Sachs
New York
$558K +$25.8K +3,200 +5%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$534K +$10.1K +1,252 +2%
RJA
22
Raymond James & Associates
Florida
$497K -$15.7K -1,942 -3%
RCM
23
Robinson Capital Management
Michigan
$480K +$60.6K +7,500 +14%
UBS Group
24
UBS Group
Switzerland
$466K +$73.7K +9,121 +19%
AA
25
AQR Arbitrage
Connecticut
$380K -$44.2K -5,478 -11%