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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51.2M -$2.6M -259,300 -5%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$36.9M
Bank of America
3
Bank of America
North Carolina
$11.4M -$852K -84,820 -7%
Janus Henderson Group
4
Janus Henderson Group
$8.76M +$5.95M +592,841 +217%
Bessemer Group
5
Bessemer Group
New Jersey
$8.73M +$1.38M +137,500 +19%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$8.41M
Invesco
7
Invesco
Georgia
$8.4M -$9.95M -991,168 -54%
GC
8
Guggenheim Capital
Illinois
$6.28M -$1.09M -108,192 -15%
KKRC
9
Kohlberg Kravis Roberts & Co
New York
$5.82M +$3.1M +308,954 +116%
JP Morgan Chase
10
JP Morgan Chase
New York
$5.54M -$110 -11 -0%
EVM
11
Eaton Vance Management
Massachusetts
$5.24M
NCM
12
Newgate Capital Management
Connecticut
$4.59M +$1.26M +125,242 +38%
BCC
13
Bain Capital Credit
Massachusetts
$4.33M +$4.29M +427,691 New
WCMNY
14
Westchester Capital Management (New York)
New York
$4.24M +$4.2M +418,501 New
UCFA
15
United Capital Financial Advisors
Texas
$4.03M +$15.4K +1,537 +0.4%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.01M +$86.1K +8,577 +2%
FIMG
17
Financial & Investment Management Group
Michigan
$3.13M +$1.81M +180,725 +140%
UBS Group
18
UBS Group
Switzerland
$2.84M +$416K +41,381 +17%
TAM
19
Trust Asset Management
Texas
$2.8M +$2.78M +277,068 New
Loomis, Sayles & Company
20
Loomis, Sayles & Company
Massachusetts
$2.28M
FWIA
21
Fort Washington Investment Advisors
Ohio
$2.26M +$2.24M +223,006 New
LPL Financial
22
LPL Financial
California
$2.02M +$1.14M +113,910 +129%
SPCM
23
Sound Point Capital Management
New York
$1.63M +$1.61M +160,556 New
Wells Fargo
24
Wells Fargo
California
$1.44M +$109K +10,813 +8%
CA
25
Cetera Advisors
Colorado
$1.43M +$265K +26,430 +23%