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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$33.5M +$10.9M +1,146,825 +46%
SCM
2
Saba Capital Management
New York
$31.1M +$10.9M +1,145,096 +49%
Morgan Stanley
3
Morgan Stanley
New York
$25.9M -$7.62M -800,416 -22%
JP Morgan Chase
4
JP Morgan Chase
New York
$22.7M
RVPG
5
Relative Value Partners Group
$18M +$1.31M +137,769 +7%
AAMU
6
Amundi Asset Management US
Massachusetts
$14.4M
ISSM
7
Invesco Senior Secured Management
New York
$9.25M
Bank of America
8
Bank of America
North Carolina
$8.59M -$847K -88,954 -9%
Invesco
9
Invesco
Georgia
$8.41M +$584K +61,343 +7%
OHA
10
Oak Hill Advisors
New York
$8.28M +$8.77M +921,475 New
NCM
11
Next Capital Management
New York
$6.64M +$7.04M +739,421 New
FIMG
12
Financial & Investment Management Group
Michigan
$6.36M +$791K +83,096 +13%
CRC
13
Curi RMB Capital
Illinois
$5.67M +$3.92M +411,358 +187%
COLIM
14
City of London Investment Management
United Kingdom
$4.8M
EVM
15
Eaton Vance Management
Massachusetts
$4.72M
Baillie Gifford & Co
16
Baillie Gifford & Co
United Kingdom
$3.43M
UBS Group
17
UBS Group
Switzerland
$3.27M -$974K -102,351 -22%
SIA
18
Sit Investment Associates
Minnesota
$3.09M +$1.85M +194,279 +129%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$2.83M +$325K +34,125 +12%
PPA
20
Parametric Portfolio Associates
Washington
$2.61M +$2.77M +290,918 New
Wells Fargo
21
Wells Fargo
California
$2.13M -$223K -23,446 -9%
WCMNY
22
Westchester Capital Management (New York)
New York
$2.05M
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.7M +$341K +35,798 +23%
CA
24
Cetera Advisors
Colorado
$1.44M -$53.2K -5,586 -3%
Stifel Financial
25
Stifel Financial
Missouri
$1.27M -$139K -14,602 -9%