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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Kovitz Investment Group Partners
1
Kovitz Investment Group Partners
Illinois
$18.1M -$3.48M -423,020 -15%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$9.13M +$5.99M +728,552 +163%
PCM
3
Penserra Capital Management
California
$9.09M +$9.62M +1,169,800 New
Morgan Stanley
4
Morgan Stanley
New York
$5.68M -$23.1K -2,811 -0.4%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.52M +$5.41M +658,039 +1,260%
SMA
6
Seven Mile Advisory
New Jersey
$4.74M +$5.01M +609,622 New
Invesco
7
Invesco
Georgia
$4.2M -$160K -19,436 -3%
LPL Financial
8
LPL Financial
California
$3.22M +$66.1K +8,040 +2%
RCM
9
Rivernorth Capital Management
Florida
$2.96M -$12.3M -1,493,729 -80%
NA
10
NewEdge Advisors
Louisiana
$2.41M +$227K +27,660 +10%
AAM
11
Advisors Asset Management
Colorado
$2.32M -$153K -18,583 -6%
EFG
12
Ethos Financial Group
Pennsylvania
$2.2M +$110K +13,435 +5%
JWCA
13
J.W. Cole Advisors
Florida
$1.69M +$144K +17,453 +9%
AGM
14
Alpine Global Management
New York
$1.53M +$1.62M +197,000 New
MGWM
15
Marks Group Wealth Management
Minnesota
$1.44M
ACM
16
Adalta Capital Management
New York
$1.38M +$677K +82,300 +86%
MWM
17
Modern Wealth Management
Kansas
$1.25M +$18.1K +2,197 +1%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.16M +$8.91K +1,083 +0.7%
CPIG
19
Chicago Partners Investment Group
Illinois
$1.07M +$16.3K +1,988 +1%
YCM
20
Yakira Capital Management
Connecticut
$1.06M +$1.12M +136,800 New
SC
21
Scotia Capital
Ontario, Canada
$919K -$177K -21,556 -15%
Stifel Financial
22
Stifel Financial
Missouri
$911K +$314K +38,175 +48%
CL
23
CSS LLC
Illinois
$894K -$157K -19,083 -14%
CC
24
CF Capital
Massachusetts
$855K -$574K -69,828 -39%
QL
25
Quarry LP
New York
$849K -$1.28M -156,112 -59%