First New York Securities’s Saba Capital Income & Opportunities Fund BRW Stock Holding History

First New York Securities’s Portfolio BRW Stock Details BRW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-50	Closed	-$550	–	377
2014 Q3	$550	Buy	+50	New	+$557	﹤0.01%	499
2014 Q2	–	Sell	-14,798	Closed	-$172K	–	209
2014 Q1	$172K	Buy	14,798 +5,371	+57%	+$62.8K	0.08%	157
2013 Q4	$110K	Buy	+9,427	New	+$112K	0.07%	154

Other funds holding BRW

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

NCM

Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $368M AUM 9.33% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

First New York Securities's BRW Position: Q4 2014 in Review

First New York Securities sold out of Saba Capital Income & Opportunities Fund (BRW) in Q4 2014, closing a stake of 50 shares — an estimated $550 sold.

First New York Securities first reported a position in BRW in Q4 2013 and held it in 3 quarters. The position peaked at $172K in Q1 2014. 82 funds tracked by Wall St. Rank hold BRW as of Q4 2014.

First New York Securities reported no remaining Saba Capital Income & Opportunities Fund position as of Q4 2014 after selling out during the quarter.
First New York Securities sold 50 Saba Capital Income & Opportunities Fund shares in Q4 2014, an estimated $550.
First New York Securities first reported a position in Saba Capital Income & Opportunities Fund in Q4 2013 and held it in 3 quarters.
First New York Securities's Saba Capital Income & Opportunities Fund position peaked at $172K in Q1 2014.
82 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund as of Q4 2014.

Based on First New York Securities's 13F filing for Q4 2014, filed 9 Jan 2015.