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Axos Financial
AX

202 hedge funds and large institutions have $830M invested in Axos Financial in 2020 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 67 increasing their positions, 70 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 70

1.11% less ownership

Funds ownership: 75.9% → 74.79% (-1.1%)

10% less funds holding

Funds holding: 224 → 202 (-22)

29% less call options, than puts

Call options by funds: $3.44M | Put options by funds: $4.87M

41% less capital invested

Capital invested by funds: $1.41B → $830M (-$578M)

43% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 46

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
202
Holders Change
-22
Holders Change %
-9.82%
% of All Funds
4.45%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
26
Increased
67
Reduced
70
Closed
46
Calls
$3.44M
Puts
$4.87M
Net Calls
-$1.43M
Net Calls Change
+$5.68M

Top Buyers

1
BCM
Basswood Capital Management
New York
+$16.4M
2
TG
TCW Group
California
+$7.14M
3
FG
Formula Growth
Quebec, Canada
+$6.26M
4
FP
Foundry Partners
Minnesota
+$5.4M
5
Goldman Sachs
Goldman Sachs
New York
+$3.48M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$23.3M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$9.15M
3
EA
Emerald Advisers
Pennsylvania
-$8.52M
4
Man Group
Man Group
United Kingdom
-$8.43M
5
PCM
Peregrine Capital Management
Minnesota
-$6.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
201
Creative Planning
Kansas
– -$1.81M -59,736 Closed
CS
202
Credit Suisse
Switzerland
– -$1.39M -45,746 Closed
OTPPB
203
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$1.34M -44,418 Closed
Two Sigma Investments
204
Two Sigma Investments
New York
– -$1.21M -39,945 Closed
OAM
205
Oxford Asset Management
United Kingdom
– -$1.14M -37,548 Closed
Holocene Advisors
206
Holocene Advisors
New York
– -$1.13M -37,402 Closed
AQR Capital Management
207
AQR Capital Management
Connecticut
– -$1.11M -36,623 Closed
PI
208
PineBridge Investments
New York
– -$849K -28,056 Closed
CSS
209
Cubist Systematic Strategies
Connecticut
– -$655K -21,640 Closed
BIA
210
Bigelow Investment Advisors
Maine
– -$470K -15,514 Closed
VHAM
211
Van Hulzen Asset Management
California
– -$448K -14,786 Closed
QIM
212
Quantitative Investment Management
Virginia
– -$446K -14,734 Closed
Tudor Investment Corp
213
Tudor Investment Corp
Connecticut
– -$441K -14,557 Closed
CANY
214
Caxton Associates (New York)
New York
– -$352K -11,627 Closed
PA
215
Pinnacle Associates
New York
– -$297K -9,800 Closed
ProShare Advisors
216
ProShare Advisors
Maryland
– -$282K -9,303 Closed
MCCP
217
Mission Creek Capital Partners
California
– -$275K -9,070 Closed
XK
218
Xact Kapitalforvaltning
Sweden
– -$272K -8,995 Closed
BAM
219
Blueshift Asset Management
New Jersey
– -$269K -8,875 Closed
WCM
220
Windward Capital Management
California
– -$233K -7,705 Closed
CIM
221
CIM Investment Management
Pennsylvania
– -$232K -7,655 Closed
ECM
222
Everence Capital Management
Indiana
– -$217K -7,150 Closed
Walleye Trading
223
Walleye Trading
New York
– -$211K -6,960 Closed
Wolverine Trading
224
Wolverine Trading
Illinois
– -$171K -6,801 Closed
BBHC
225
Brown Brothers Harriman & Co
New York
– -$155K -5,115 Closed
6 7 8
9
10

AX Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2020, worth a combined $830M — down 41% from $1.41B a quarter earlier.

Sellers outnumbered buyers: 46 funds closed out of AX and 26 opened new positions — a net loss of 20 holders — while 70 trimmed existing stakes and 67 added.

The largest buyer was Basswood Capital Management, adding an estimated $16.4M. The largest seller was Janus Henderson Group, exiting entirely with an estimated $23.3M sold.

  • 202 institutional investors held Axos Financial (AX) as of Q1 2020, down from 224 in Q4 2019.
  • Funds reported $830M of Axos Financial stock for Q1 2020, down 41% quarter-over-quarter.
  • 26 funds opened new Axos Financial positions in Q1 2020 and 46 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q1 2020 was Basswood Capital Management, an estimated $16.4M added.
  • The largest Axos Financial seller in Q1 2020 was Janus Henderson Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q1 2020.