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Axos Financial
AX

202 hedge funds and large institutions have $830M invested in Axos Financial in 2020 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 67 increasing their positions, 70 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 70

1.11% less ownership

Funds ownership: 75.9% → 74.79% (-1.1%)

10% less funds holding

Funds holding: 224 → 202 (-22)

29% less call options, than puts

Call options by funds: $3.44M | Put options by funds: $4.87M

41% less capital invested

Capital invested by funds: $1.41B → $830M (-$578M)

43% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 46

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
202
Holders Change
-22
Holders Change %
-9.82%
% of All Funds
4.45%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
26
Increased
67
Reduced
70
Closed
46
Calls
$3.44M
Puts
$4.87M
Net Calls
-$1.43M
Net Calls Change
+$5.68M

Top Buyers

1
BCM
Basswood Capital Management
New York
+$16.4M
2
TG
TCW Group
California
+$7.14M
3
FG
Formula Growth
Quebec, Canada
+$6.26M
4
FP
Foundry Partners
Minnesota
+$5.4M
5
Goldman Sachs
Goldman Sachs
New York
+$3.48M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$23.3M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$9.15M
3
EA
Emerald Advisers
Pennsylvania
-$8.52M
4
Man Group
Man Group
United Kingdom
-$8.43M
5
PCM
Peregrine Capital Management
Minnesota
-$6.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
HR
176
Howe & Rusling
New York
$7K – – –
QCG
177
Quadrant Capital Group
Ohio
$7K +$8.49K +338 +528%
Ohio Public Employees Retirement System (OPERS)
178
Ohio Public Employees Retirement System (OPERS)
Ohio
$7K +$9.68K +385 New
PP
179
PrairieView Partners
Minnesota
$7K +$10.1K +400 New
PA
180
Parallel Advisors
California
$6K – – –
FDCDDQ
181
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.8K – – –
CFGS
182
Concourse Financial Group Securities
Alabama
$5K -$5.03K -200 -40%
S
183
SignatureFD
Georgia
$5K – – –
Fidelity Investments
184
Fidelity Investments
Massachusetts
$4K -$583K -23,196 -99%
EWM
185
Endurance Wealth Management
Rhode Island
$4K – – –
RCA
186
Ranch Capital Advisors
Florida
$4K – – –
AA
187
Advisory Alpha
Michigan
$3.91K -$126 -5 -2%
SPIA
188
Steward Partners Investment Advisory
New York
$2K -$28.3K -1,126 -90%
AF
189
Advisornet Financial
Minnesota
$2K – – –
Northwestern Mutual Wealth Management
190
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
TWA
191
TCI Wealth Advisors
Arizona
$2K – – –
WAP
192
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
PCG
193
Private Capital Group
Connecticut
$1K +$377 +15 +65%
LC
194
Lindbrook Capital
California
$1K +$1.99K +79 New
Janus Henderson Group
195
Janus Henderson Group
United Kingdom
– -$23.3M -769,223 Closed
Man Group
196
Man Group
United Kingdom
– -$8.43M -278,218 Closed
PCM
197
Peregrine Capital Management
Minnesota
– -$6.61M -218,371 Closed
MFIMFI
198
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$6.33M -209,053 Closed
BC
199
Burney Company
Virginia
– -$3.48M -114,878 Closed
MCM
200
Matarin Capital Management
New York
– -$1.91M -63,007 Closed
6 7
8
9 10

AX Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2020, worth a combined $830M — down 41% from $1.41B a quarter earlier.

Sellers outnumbered buyers: 46 funds closed out of AX and 26 opened new positions — a net loss of 20 holders — while 70 trimmed existing stakes and 67 added.

The largest buyer was Basswood Capital Management, adding an estimated $16.4M. The largest seller was Janus Henderson Group, exiting entirely with an estimated $23.3M sold.

  • 202 institutional investors held Axos Financial (AX) as of Q1 2020, down from 224 in Q4 2019.
  • Funds reported $830M of Axos Financial stock for Q1 2020, down 41% quarter-over-quarter.
  • 26 funds opened new Axos Financial positions in Q1 2020 and 46 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q1 2020 was Basswood Capital Management, an estimated $16.4M added.
  • The largest Axos Financial seller in Q1 2020 was Janus Henderson Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q1 2020.