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Axos Financial
AX

202 hedge funds and large institutions have $830M invested in Axos Financial in 2020 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 67 increasing their positions, 70 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 70

1.11% less ownership

Funds ownership: 75.9% → 74.79% (-1.1%)

10% less funds holding

Funds holding: 224 → 202 (-22)

29% less call options, than puts

Call options by funds: $3.44M | Put options by funds: $4.87M

41% less capital invested

Capital invested by funds: $1.41B → $830M (-$578M)

43% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 46

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
202
Holders Change
-22
Holders Change %
-9.82%
% of All Funds
4.45%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
26
Increased
67
Reduced
70
Closed
46
Calls
$3.44M
Puts
$4.87M
Net Calls
-$1.43M
Net Calls Change
+$5.68M

Top Buyers

1
BCM
Basswood Capital Management
New York
+$16.4M
2
TG
TCW Group
California
+$7.14M
3
FG
Formula Growth
Quebec, Canada
+$6.26M
4
FP
Foundry Partners
Minnesota
+$5.4M
5
Goldman Sachs
Goldman Sachs
New York
+$3.48M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$23.3M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$9.15M
3
EA
Emerald Advisers
Pennsylvania
-$8.52M
4
Man Group
Man Group
United Kingdom
-$8.43M
5
PCM
Peregrine Capital Management
Minnesota
-$6.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
State of Tennessee, Department of Treasury
126
State of Tennessee, Department of Treasury
Tennessee
$328K – – –
MERSOM
127
Municipal Employees' Retirement System of Michigan
Michigan
$300K +$5.53K +220 +1%
TRSOTSOK
128
Teachers Retirement System of the State of Kentucky
Kentucky
$299K -$17.6K -700 -4%
BC
129
Barnett & Company
Tennessee
$294K -$50.3K -2,000 -11%
Two Sigma Advisers
130
Two Sigma Advisers
New York
$281K +$17.6K +700 +5%
DADC
131
D.A. Davidson & Co
Montana
$274K +$54.9K +2,183 +17%
APA
132
American Portfolios Advisors
New York
$272K – – –
LSERS
133
Louisiana State Employees Retirement System
Louisiana
$267K -$89K -3,540 -19%
BWM
134
BerganKDV Wealth Management
Minnesota
$261K +$362K +14,388 New
Nisa Investment Advisors
135
Nisa Investment Advisors
Missouri
$247K +$342K +13,600 New
WCM
136
Weld Capital Management
New York
$246K +$341K +13,558 New
HW
137
Hancock Whitney
Mississippi
$241K +$81.9K +3,258 +32%
Commonwealth Equity Services
138
Commonwealth Equity Services
Massachusetts
$236K -$21.4K -852 -6%
ASRS
139
Arizona State Retirement System
Arizona
$235K -$568K -22,606 -64%
PAM
140
Private Asset Management
California
$217K -$15.1K -600 -5%
Barrow, Hanley, Mewhinney & Strauss
141
Barrow, Hanley, Mewhinney & Strauss
Texas
$212K -$305K -12,153 -51%
ACI
142
Alpha Cubed Investments
California
$194K – – –
JIP
143
Jaffetilchin Investment Partners
Florida
$190K – – –
AB
144
Amalgamated Bank
New York
$187K -$8.62K -343 -3%
EMG
145
Ellington Management Group
Connecticut
$185K +$256K +10,200 New
IA
146
IndexIQ Advisors
New York
$184K +$255K +10,151 New
GT
147
Glenmede Trust
Pennsylvania
$173K – – –
MWNA
148
Marshall Wace North America
New York
$164K +$227K +9,017 New
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
$162K – – –
Public Employees Retirement Association of Colorado
150
Public Employees Retirement Association of Colorado
Colorado
$154K +$177K +7,038 +483%
4 5
6
7 8

AX Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2020, worth a combined $830M — down 41% from $1.41B a quarter earlier.

Sellers outnumbered buyers: 46 funds closed out of AX and 26 opened new positions — a net loss of 20 holders — while 70 trimmed existing stakes and 67 added.

The largest buyer was Basswood Capital Management, adding an estimated $16.4M. The largest seller was Janus Henderson Group, exiting entirely with an estimated $23.3M sold.

  • 202 institutional investors held Axos Financial (AX) as of Q1 2020, down from 224 in Q4 2019.
  • Funds reported $830M of Axos Financial stock for Q1 2020, down 41% quarter-over-quarter.
  • 26 funds opened new Axos Financial positions in Q1 2020 and 46 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q1 2020 was Basswood Capital Management, an estimated $16.4M added.
  • The largest Axos Financial seller in Q1 2020 was Janus Henderson Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q1 2020.