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Axos Financial
AX

Overview Fund Activity

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$15M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
$43.2M
2
Renaissance Technologies
Renaissance Technologies
New York
$49.3M
3
PM
Pembroke Management
Quebec, Canada
$21.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
$25.2M
5
Principal Financial Group
Principal Financial Group
Iowa
$4.46M

Top Sellers

1
RA
Royce & Associates
New York
$9.87M
2
ACMM
Arbor Capital Management (Minnesota)
Minnesota
$15.6M
3
GGHC
Gilder Gagnon Howe & Co
New York
$33.3M
4
OAM
Oberweis Asset Management
Illinois
$3.53M
5
PCM
Perritt Capital Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Life
126
Canada Life
Manitoba, Canada
$70K +$70K +4,292 New
Royal Bank of Canada
127
Royal Bank of Canada
Ontario, Canada
$61K -$154K -9,496 -72%
MFS
128
MSI Financial Services
Massachusetts
$54K +$54K +3,320 New
RNS
129
Robert N. Shapiro
$44K +$44K +2,740 New
BlackRock
130
BlackRock
New York
$29K -$11.8K -748 -29%
FANJ
131
Financial Architects (New Jersey)
New Jersey
$24K +$24K +1,504 New
Bank of Montreal
132
Bank of Montreal
Ontario, Canada
$19K +$19K +1,200 New
WA
133
WFG Advisors
Texas
$6K +$6K +400 New
RFC
134
Russell Frank Company
Washington
$4K -$733 -44 -15%
Envestnet Asset Management
135
Envestnet Asset Management
Illinois
$4K +$4K +220 New
KIG
136
Kessler Investment Group
Indiana
$2K +$2K +132 New
Manulife (Manufacturers Life Insurance)
137
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$593 – +24 +0.1%
PCM
138
Perritt Capital Management
Illinois
– -$4.59M -400,600 Closed
LSC
139
Lyon Street Capital
California
– -$1.99M -173,368 Closed
OAM
140
Oxford Asset Management
United Kingdom
– -$1.97M -172,208 Closed
EI
141
EAM Investors
California
– -$1.72M -149,892 Closed
Two Sigma Advisers
142
Two Sigma Advisers
New York
– -$1.19M -103,384 Closed
PAM
143
Private Asset Management
California
– -$630K -55,032 Closed
CCM
144
Coe Capital Management
Illinois
– -$458K -40,000 Closed
CIC
145
Cornercap Investment Counsel
Georgia
– -$335K -29,248 Closed
CMBA
146
C.M. Bidwell & Associates
Hawaii
– -$222K -19,340 Closed
Federated Hermes
147
Federated Hermes
Pennsylvania
– -$135K -11,800 Closed
BGIM
148
Brandywine Global Investment Management
Pennsylvania
– -$95K -8,248 Closed
AC
149
Alexandria Capital
Virginia
– -$14K -1,200 Closed
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