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Axos Financial
AX

230 hedge funds and large institutions have $1.6B invested in Axos Financial in 2018 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 80 increasing their positions, 79 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 79

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

2.57% less ownership

Funds ownership: 76.71% → 74.15% (-2.6%)

7% less funds holding

Funds holding: 247 → 230 (-17)

18% less capital invested

Capital invested by funds: $1.94B → $1.6B (-$342M)

33% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 49

64% less call options, than puts

Call options by funds: $19.5M | Put options by funds: $54.7M

Holders
230
Holders Change
-17
Holders Change %
-6.88%
% of All Funds
5.26%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
33
Increased
80
Reduced
79
Closed
49
Calls
$19.5M
Puts
$54.7M
Net Calls
-$35.2M
Net Calls Change
+$2.63M

Top Buyers

1
EIP
Epoch Investment Partners
New York
+$34.5M
2
BlackRock
BlackRock
New York
+$10.9M
3
APG Asset Management
APG Asset Management
Netherlands
+$9.99M
4
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$7.11M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$7.07M

Top Sellers

1
EA
Emerald Advisers
Pennsylvania
-$29.2M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$26.9M
3
DAM
Davis Asset Management
California
-$24M
4
PM
Pembroke Management
Quebec, Canada
-$23.1M
5
QI
QS Investors
New York
-$9.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
HAI
76
Hennessy Advisors Inc
California
$2.41M -$960K -25,000 -26%
RI
77
Ridgewood Investments
New Jersey
$2.38M +$255K +6,650 +11%
Canada Life
78
Canada Life
Manitoba, Canada
$2.35M -$113K -2,932 -4%
TU
79
TDAM USA
Ontario, Canada
$2.19M +$2.44M +63,629 New
PP
80
PDT Partners
New York
$1.92M +$2.14M +55,700 New
JC
81
JCSD Capital
California
$1.89M – – –
SCM
82
Shelton Capital Management
Colorado
$1.83M +$7.34K +191 +0.4%
Fidelity Investments
83
Fidelity Investments
Massachusetts
$1.7M +$26.3K +684 +1%
VOYA Investment Management
84
VOYA Investment Management
Georgia
$1.69M +$140K +3,634 +8%
Comerica Bank
85
Comerica Bank
Texas
$1.68M -$180K -4,695 -8%
GPGA
86
Grandeur Peak Global Advisors
Utah
$1.67M +$365K +9,500 +24%
BHB
87
Bank Hapoalim BM
Israel
$1.66M +$227K +5,905 +14%
FFA
88
First Foundation Advisors
California
$1.65M – – –
AIG
89
American International Group
New York
$1.58M +$34.2K +890 +2%
D.E. Shaw & Co
90
D.E. Shaw & Co
New York
$1.41M +$1.58M +41,050 New
AIC
91
Aurora Investment Counsel
Georgia
$1.41M -$255K -6,642 -14%
SCA
92
Summit Creek Advisors
Minnesota
$1.39M -$8.33M -216,802 -84%
T. Rowe Price Associates
93
T. Rowe Price Associates
Maryland
$1.36M -$498K -12,960 -25%
SAM
94
Shell Asset Management
Netherlands
$1.34M – – –
CS
95
Credit Suisse
Switzerland
$1.32M -$744K -19,359 -33%
Thrivent Financial for Lutherans
96
Thrivent Financial for Lutherans
Minnesota
$1.32M +$26.1K +679 +2%
Public Sector Pension Investment Board (PSP Investments)
97
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.32M +$121K +3,157 +9%
LPL Financial
98
LPL Financial
California
$1.25M -$70.4K -1,833 -5%
State Board of Administration of Florida Retirement System
99
State Board of Administration of Florida Retirement System
Florida
$1.24M -$1.63M -42,520 -54%
IA
100
Icon Advisers
Colorado
$1.24M +$515K +13,400 +59%
2 3
4
5 6

AX Hedge Fund Activity: Q3 2018 in Review

230 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2018, worth a combined $1.6B — down 18% from $1.94B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of AX and 33 opened new positions — a net loss of 16 holders — while 79 trimmed existing stakes and 80 added.

The largest buyer was Epoch Investment Partners, adding an estimated $34.5M. The largest seller was Emerald Advisers, exiting entirely with an estimated $29.2M sold.

  • 230 institutional investors held Axos Financial (AX) as of Q3 2018, down from 247 in Q2 2018.
  • Funds reported $1.6B of Axos Financial stock for Q3 2018, down 18% quarter-over-quarter.
  • 33 funds opened new Axos Financial positions in Q3 2018 and 49 closed out, a net change of -16 holders.
  • The largest Axos Financial buyer in Q3 2018 was Epoch Investment Partners, an estimated $34.5M added.
  • The largest Axos Financial seller in Q3 2018 was Emerald Advisers, an estimated $29.2M sold.

Based on aggregated 13F filings for Q3 2018.