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Axos Financial
AX

229 hedge funds and large institutions have $1.62B invested in Axos Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 76 increasing their positions, 79 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

89.82% more ownership

Funds ownership: 0% → 89.82% (+90%)

71% more funds holding in top 10

Funds holding in top 10: 7 → 12 (+5)

50% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 28

29% more capital invested

Capital invested by funds: $1.26B → $1.62B (+$360M)

5% more funds holding

Funds holding: 218 → 229 (+11)

4% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 79

26% less call options, than puts

Call options by funds: $26.1M | Put options by funds: $35.5M

Holders
229
Holders Change
+11
Holders Change %
+5.05%
% of All Funds
5.72%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.3%
New
42
Increased
76
Reduced
79
Closed
28
Calls
$26.1M
Puts
$35.5M
Net Calls
-$9.39M
Net Calls Change
-$6.49M

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$12.7M
2
EA
Emerald Advisers
Pennsylvania
+$11.8M
3
Morgan Stanley
Morgan Stanley
New York
+$8.32M
4
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
+$7.48M
5
Invesco
Invesco
Georgia
+$5.76M

Top Sellers

Rank Fund Capital Flow
1
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$10.7M
2
WA
Wasatch Advisors
Utah
-$10.4M
3
Two Sigma Investments
Two Sigma Investments
New York
-$7.88M
4
BCM
Basswood Capital Management
New York
-$7.73M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
-$6.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
76
Citigroup
New York
$3.4M +$1.7M +71,206 +148%
Comerica Bank
77
Comerica Bank
Texas
$3.34M +$295K +12,395 +12%
Wells Fargo
78
Wells Fargo
California
$3.23M -$14.9K -627 -0.6%
PAM
79
Panagora Asset Management
Massachusetts
$3.04M -$1.53M -64,394 -38%
Legal & General Group
80
Legal & General Group
United Kingdom
$2.98M +$1.11M +46,672 +81%
Creative Planning
81
Creative Planning
Kansas
$2.92M +$214K +9,008 +10%
MAM
82
Majedie Asset Management
United Kingdom
$2.88M -$236K -9,912 -9%
JC
83
JCSD Capital
California
$2.85M – – –
TA
84
Teachers Advisors
New York
$2.84M +$100K +4,201 +4%
AllianceBernstein
85
AllianceBernstein
Tennessee
$2.76M -$8.17K -343 -0.4%
Swiss National Bank
86
Swiss National Bank
Switzerland
$2.64M – – –
Royal Bank of Canada
87
Royal Bank of Canada
Ontario, Canada
$2.63M -$4.95M -208,104 -69%
KBC Group
88
KBC Group
Belgium
$2.59M +$1.19M +49,999 +123%
RhumbLine Advisers
89
RhumbLine Advisers
Massachusetts
$2.56M +$163K +6,847 +8%
GHCM
90
Glen Harbor Capital Management
California
$2.55M +$2.13M +89,386 New
Parallax Volatility Advisers
91
Parallax Volatility Advisers
California
$2.49M +$347K +14,593 +20%
Voloridge Investment Management
92
Voloridge Investment Management
Florida
$2.45M +$2.04M +85,751 New
Barclays
93
Barclays
United Kingdom
$2.44M -$490K -20,591 -19%
CAM
94
Covenant Asset Management
New Jersey
$2.33M +$1.94M +81,538 New
CS
95
Credit Suisse
Switzerland
$2.23M +$477K +20,049 +34%
Canada Life
96
Canada Life
Manitoba, Canada
$2.16M -$33.7K -1,415 -2%
MCIM
97
Meadow Creek Investment Management
Georgia
$2.1M +$1.75M +73,612 New
UBS Group
98
UBS Group
Switzerland
$2.01M +$39.2K +1,648 +2%
RCAMU
99
Rothschild & Co Asset Management US
Connecticut
$1.95M +$1.35M +56,584 +480%
PPA
100
Parametric Portfolio Associates
Washington
$1.88M +$266K +11,180 +20%
2 3
4
5 6

AX Hedge Fund Activity: Q4 2016 in Review

229 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2016, worth a combined $1.62B — up 29% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new AX positions and 28 closed out — a net gain of 14 holders — while 76 added to existing stakes and 79 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $12.7M. The largest seller was Fiera Capital (Canada), exiting entirely with an estimated $10.7M sold.

  • 229 institutional investors held Axos Financial (AX) as of Q4 2016, up from 218 in Q3 2016.
  • Funds reported $1.62B of Axos Financial stock for Q4 2016, up 29% quarter-over-quarter.
  • 42 funds opened new Axos Financial positions in Q4 2016 and 28 closed out, a net change of +14 holders.
  • The largest Axos Financial buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $12.7M added.
  • The largest Axos Financial seller in Q4 2016 was Fiera Capital (Canada), an estimated $10.7M sold.

Based on aggregated 13F filings for Q4 2016.