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Axos Financial
AX

202 hedge funds and large institutions have $830M invested in Axos Financial in 2020 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 67 increasing their positions, 70 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 70

1.11% less ownership

Funds ownership: 75.9% → 74.79% (-1.1%)

10% less funds holding

Funds holding: 224 → 202 (-22)

29% less call options, than puts

Call options by funds: $3.44M | Put options by funds: $4.87M

41% less capital invested

Capital invested by funds: $1.41B → $830M (-$578M)

43% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 46

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
202
Holders Change
-22
Holders Change %
-9.82%
% of All Funds
4.45%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
26
Increased
67
Reduced
70
Closed
46
Calls
$3.44M
Puts
$4.87M
Net Calls
-$1.43M
Net Calls Change
+$5.68M

Top Buyers

1
BCM
Basswood Capital Management
New York
+$16.4M
2
TG
TCW Group
California
+$7.14M
3
FG
Formula Growth
Quebec, Canada
+$6.26M
4
FP
Foundry Partners
Minnesota
+$5.4M
5
Goldman Sachs
Goldman Sachs
New York
+$3.48M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$23.3M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$9.15M
3
EA
Emerald Advisers
Pennsylvania
-$8.52M
4
Man Group
Man Group
United Kingdom
-$8.43M
5
PCM
Peregrine Capital Management
Minnesota
-$6.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIS
51
Connors Investor Services
Pennsylvania
$2.38M -$8.57K -341 -0.3%
EMFAT
52
Emerald Mutual Fund Advisers Trust
Pennsylvania
$2.33M -$9.15M -363,857 -74%
Prudential Financial
53
Prudential Financial
New Jersey
$2.28M +$933K +37,134 +42%
Public Sector Pension Investment Board (PSP Investments)
54
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.17M – – –
PPA
55
Parametric Portfolio Associates
Washington
$2.06M -$1.99M -79,268 -41%
CTA
56
Carillon Tower Advisers
Florida
$2M -$284K -11,300 -9%
Swiss National Bank
57
Swiss National Bank
Switzerland
$1.94M +$40.2K +1,600 +2%
BNP Paribas Financial Markets
58
BNP Paribas Financial Markets
France
$1.87M +$146K +5,818 +6%
BFA
59
Bragg Financial Advisors
North Carolina
$1.86M +$718K +28,583 +39%
Millennium Management
60
Millennium Management
New York
$1.85M +$1.13M +44,861 +79%
BCM
61
Bridgeway Capital Management
Texas
$1.81M +$2.51M +100,000 New
ACM
62
Ategra Capital Management
Virginia
$1.63M -$4.11M -163,723 -65%
California State Teachers Retirement System (CalSTRS)
63
California State Teachers Retirement System (CalSTRS)
California
$1.58M -$24.8K -986 -1%
QI
64
QS Investors
New York
$1.58M -$1.06M -42,009 -33%
EIM
65
Essex Investment Management
Massachusetts
$1.55M -$2.17M -86,384 -50%
GC
66
Gratus Capital
Georgia
$1.55M -$55.2K -2,195 -3%
PP
67
PDT Partners
New York
$1.44M +$977K +38,862 +96%
State of New Jersey Common Pension Fund D
68
State of New Jersey Common Pension Fund D
New Jersey
$1.35M – – –
Balyasny Asset Management
69
Balyasny Asset Management
Illinois
$1.34M +$1.86M +73,913 New
Russell Investments Group
70
Russell Investments Group
United Kingdom
$1.3M -$514K -20,458 -22%
RCG
71
Rock Creek Group
District of Columbia
$1.27M -$251K -10,000 -13%
Canada Life
72
Canada Life
Manitoba, Canada
$1.24M +$61.2K +2,434 +4%
IA
73
Icon Advisers
Colorado
$1.16M – – –
VC
74
Voss Capital
Texas
$1.16M -$1.26M -50,000 -28%
RI
75
Ridgewood Investments
New Jersey
$1.09M -$209K -8,303 -12%
1 2
3
4 5

AX Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2020, worth a combined $830M — down 41% from $1.41B a quarter earlier.

Sellers outnumbered buyers: 46 funds closed out of AX and 26 opened new positions — a net loss of 20 holders — while 70 trimmed existing stakes and 67 added.

The largest buyer was Basswood Capital Management, adding an estimated $16.4M. The largest seller was Janus Henderson Group, exiting entirely with an estimated $23.3M sold.

  • 202 institutional investors held Axos Financial (AX) as of Q1 2020, down from 224 in Q4 2019.
  • Funds reported $830M of Axos Financial stock for Q1 2020, down 41% quarter-over-quarter.
  • 26 funds opened new Axos Financial positions in Q1 2020 and 46 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q1 2020 was Basswood Capital Management, an estimated $16.4M added.
  • The largest Axos Financial seller in Q1 2020 was Janus Henderson Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q1 2020.