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Axos Financial
AX

152 hedge funds and large institutions have $777M invested in Axos Financial in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 50 increasing their positions, 59 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $725M → $777M (+$52.4M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

12% less funds holding

Funds holding: 172 → 152 (-20)

15% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 59

35% less call options, than puts

Call options by funds: $19.3M | Put options by funds: $29.9M

59% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 34

Holders
152
Holders Change
-20
Holders Change %
-11.63%
% of All Funds
4.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
14
Increased
50
Reduced
59
Closed
34
Calls
$19.3M
Puts
$29.9M
Net Calls
-$10.6M
Net Calls Change
-$2.44M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$60.7M
2
TCM
TimesSquare Capital Management
New York
+$35.2M
3
PM
Pembroke Management
Quebec, Canada
+$11.5M
4
SFM
Systematic Financial Management
New Jersey
+$11.3M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
+$8.68M

Top Sellers

1
GGHC
Gilder Gagnon Howe & Co
New York
-$15.4M
2
Renaissance Technologies
Renaissance Technologies
New York
-$13.8M
3
Two Sigma Investments
Two Sigma Investments
New York
-$7.67M
4
TCP
TAMRO Capital Partners
Virginia
-$5.21M
5
Millennium Management
Millennium Management
New York
-$4.89M
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$2.02M +$1.06M +56,208 +102%
CS
52
Credit Suisse
Switzerland
$1.98M -$793K -42,004 -28%
Creative Planning
53
Creative Planning
Kansas
$1.94M +$171K +9,076 +9%
California State Teachers Retirement System (CalSTRS)
54
California State Teachers Retirement System (CalSTRS)
California
$1.91M +$26.3K +1,396 +1%
OAM
55
Oxford Asset Management
United Kingdom
$1.83M +$1.89M +100,324 New
GIP
56
Granite Investment Partners
California
$1.74M +$764K +40,472 +73%
AllianceBernstein
57
AllianceBernstein
Tennessee
$1.7M -$106K -5,600 -6%
Public Sector Pension Investment Board (PSP Investments)
58
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.69M -$294K -15,600 -14%
VOYA Investment Management
59
VOYA Investment Management
Georgia
$1.54M +$820K +43,432 +105%
ACM
60
Argent Capital Management
Missouri
$1.48M – – –
TA
61
Teachers Advisors
New York
$1.44M – – –
AQR Capital Management
62
AQR Capital Management
Connecticut
$1.37M – – –
SCM
63
Shelton Capital Management
Colorado
$1.16M – – –
QSS
64
Quantitative Systematic Strategies
Florida
$1.15M -$34.3K -1,820 -3%
Swiss National Bank
65
Swiss National Bank
Switzerland
$1.1M – – –
RhumbLine Advisers
66
RhumbLine Advisers
Massachusetts
$1.1M -$3.77K -200 -0.3%
FFA
67
First Foundation Advisors
California
$1.09M +$1.13M +60,000 New
First Trust Advisors
68
First Trust Advisors
Illinois
$1.08M -$1.2M -63,500 -52%
ZIM
69
Zacks Investment Management
Illinois
$988K -$302K -16,016 -23%
GC
70
Guggenheim Capital
Illinois
$937K -$107K -5,648 -10%
Comerica Bank
71
Comerica Bank
Texas
$931K +$54.3K +2,876 +6%
SO
72
STRS Ohio
Ohio
$909K -$45.3K -2,400 -5%
AIG
73
American International Group
New York
$867K +$33.7K +1,784 +4%
Invesco
74
Invesco
Georgia
$863K -$22.9K -1,212 -2%
State Board of Administration of Florida Retirement System
75
State Board of Administration of Florida Retirement System
Florida
$827K -$98.9K -5,240 -10%
1 2
3
4 5

AX Hedge Fund Activity: Q3 2014 in Review

152 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2014, worth a combined $777M — up 7.2% from $725M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of AX and 14 opened new positions — a net loss of 20 holders — while 59 trimmed existing stakes and 50 added.

The largest buyer was Fidelity Investments, adding an estimated $60.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $15.4M.

  • 152 institutional investors held Axos Financial (AX) as of Q3 2014, down from 172 in Q2 2014.
  • Funds reported $777M of Axos Financial stock for Q3 2014, up 7.2% quarter-over-quarter.
  • 14 funds opened new Axos Financial positions in Q3 2014 and 34 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q3 2014 was Fidelity Investments, an estimated $60.7M added.
  • The largest Axos Financial seller in Q3 2014 was Gilder Gagnon Howe & Co, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2014.