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Axos Financial

224 hedge funds and large institutions have $1.41B invested in Axos Financial in 2019 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 74 increasing their positions, 87 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 20

12% more capital invested

Capital invested by funds: $1.26B → $1.41B (+$153M)

1.75% more ownership

Funds ownership: 74.15%75.9% (+1.8%)

1% less funds holding

Funds holding: 226224 (-2)

15% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 87

31% less call options, than puts

Call options by funds: $15.7M | Put options by funds: $22.8M

Holders
224
Holders Change
-2
Holders Change %
-0.88%
% of All Funds
4.41%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.1%
New
24
Increased
74
Reduced
87
Closed
20
Calls
$15.7M
Puts
$22.8M
Net Calls
-$7.11M
Net Calls Change
+$10.9M
Name Holding Trade Value Shares
Change
Change in
Stake
State of Wisconsin Investment Board
26
State of Wisconsin Investment Board
Wisconsin
$12.4M +$1.03M +35,100 +9%
Charles Schwab
27
Charles Schwab
California
$10.2M +$208K +7,122 +2%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$10.2M -$3.29M -112,556 -25%
STB
29
S&T Bank
Pennsylvania
$10.1M +$113K +3,854 +1%
RA
30
Royce & Associates
New York
$9.45M +$411K +14,080 +5%
Wellington Management Group
31
Wellington Management Group
Massachusetts
$9.14M -$2.02M -69,136 -19%
SCA
32
Stieven Capital Advisors
Missouri
$9.02M +$5.84K +200 +0.1%
Man Group
33
Man Group
United Kingdom
$8.43M +$7.37M +252,122 +966%
KCM
34
Kennedy Capital Management
Missouri
$7.8M +$407K +13,920 +6%
ACM
35
Ategra Capital Management
Virginia
$7.69M -$292K -10,000 -4%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$6.72M -$622K -21,301 -9%
PCM
37
Peregrine Capital Management
Minnesota
$6.61M -$14.6K -501 -0.2%
MFIMFI
38
Mesirow Financial Investment Management - Fixed Income
Illinois
$6.33M -$124K -4,250 -2%
FAM
39
Fred Alger Management
New York
$6.1M +$175K +5,992 +3%
DAM
40
Davis Asset Management
California
$6.01M
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$5.87M +$1.78M +60,923 +46%
PPA
42
Parametric Portfolio Associates
Washington
$5.84M +$87.7K +3,001 +2%
SI
43
Scout Investments
Missouri
$5.81M -$108K -3,700 -2%
Goldman Sachs
44
Goldman Sachs
New York
$5.67M -$874K -29,902 -14%
RhumbLine Advisers
45
RhumbLine Advisers
Massachusetts
$5.57M +$281K +9,631 +6%
AllianceBernstein
46
AllianceBernstein
Tennessee
$5.54M -$62.8K -2,150 -1%
VC
47
Voss Capital
Texas
$5.45M +$5.26M +180,000 New
EIM
48
Essex Investment Management
Massachusetts
$5.21M -$218K -7,467 -4%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$5M +$415K +14,190 +9%
Legal & General Group
50
Legal & General Group
United Kingdom
$4.83M +$453K +15,506 +11%

AX Hedge Fund Activity: Q4 2019 in Review

224 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2019, worth a combined $1.41B — up 12% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new AX positions and 20 closed out — a net gain of 4 holders — while 74 added to existing stakes and 87 trimmed.

The largest buyer was Emerald Mutual Fund Advisers Trust, opening a new position worth an estimated $14.4M. The largest seller was Millennium Management, cutting an estimated $7.02M.

  • 224 institutional investors held Axos Financial (AX) as of Q4 2019, down from 226 in Q3 2019.
  • Funds reported $1.41B of Axos Financial stock for Q4 2019, up 12% quarter-over-quarter.
  • 24 funds opened new Axos Financial positions in Q4 2019 and 20 closed out, a net change of +4 holders.
  • The largest Axos Financial buyer in Q4 2019 was Emerald Mutual Fund Advisers Trust, an estimated $14.4M added.
  • The largest Axos Financial seller in Q4 2019 was Millennium Management, an estimated $7.02M sold.

Based on aggregated 13F filings for Q4 2019.